SEC Amendments to 13F Social Media Share

SEC Amendments to 13F

On 23rd June 2022, the Securities and Exchange Commission (SEC) adopted amendments to modernize Form 13F and enhance the information provided. The amendments are intended to promote efficiency, transparency, and operational resiliency by modernizing how information is filed or submitted to the Commission and disclosed to the public.

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Top 6 Crypto Asset Risks

Several areas of risk associated with crypto assets exist, including high volatility, liquidity risk, and heightened potential for fraud. Volatility: Prices of crypto assets rise and fall dramatically, often driven by media or social media hype, and few constraints on price manipulation exist. Liquidity: When trading on a crypto asset trading platform, the CTP may…

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Regulatory Round-up: May 2022

Welcome to the Funds-Axis Regulatory Round Up! The past month has brought a number of important developments on topics including ESG, UCITS, AIFMD II and Money Market Funds. The month also saw: The Central Bank of Ireland approve the process for UCITS side-pocketing arrangements, The ESAs publish recommended changes to make the PRIIPS Key Information…

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Regulatory Round-up: February 2022

Welcome to the Funds-Axis Regulatory Round Up! The past month brought a number of important developments on topics impacting ESG, the Money Market Funds Regulation, liquidity, UCITS eligible market due diligence, short selling and major shareholdings disclosures. This month’s regulatory round-up includes updates from: ESMA on proposed reforms to Money Market Funds; The SEC with…

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