UCITS Eligible Markets

Insights

Key questions when conducting your UCITS Eligible Markets due diligence Following the end of the transition period, on the 1st January 2021, COLL 5.2.10 was updated to include the “United Kingdom“. COLL 5.2.10 of the Sourcebook now reads that a market is eligible under the “UK UCITS” regime, if it is: A regulated market; A…

Regulatory Round-up: January 2021

Regulatory Round-ups

Welcome to the first monthly regulatory round-up of 2021. Each month we will be summarising the key announcements and regulatory developments impacting the fund industry. The past month brought developments on a range of issues, from updated FAQs and guidelines impacting UCITS and AIFMs, to consultations on the Irish Investment Firms Directive, MiFID EMT v3.1…