Skip to content
011 322 44 568500 Beverly Boulevard Los Angeles, CA 90048
Facebook page opens in new windowX page opens in new windowDribbble page opens in new window
Galaxy Extensions
Just another Funds-Axis site
  • ABC.DOCs Wiki
    • Creating Documents
      • By Survey
      • Excel Upload
      • Using the API
    • Demo
    • Product Brochures
      • ABCDocs for Benchmark Reform Re-papering
      • ABCDocs for Factsheets
      • ABCDocs for HR
      • ABCDocs for Initial Margining
      • ABCDocs for ISDA
      • ABCDocs for KIIDs
      • ABCDocs for Structured Products Term Sheets
      • ABCDocs Product Overview
    • Tutorials
      • Installing the Word Template Editor (Office 365 online)
      • Installing the Word Template Editor (Office 365 Desktop App)
      • Understanding Roles and Permissions
      • Templates
        • Creating Templates
        • Deleting Templates
        • Using Conditions
        • Using Switches
        • Using Rules
        • Creating Graphs and Charts
        • Using Translations
  • AI ChatBot Landing Page
  • AI-Extractor
  • AI-Extractor-FA
  • AIFMD Annex IV Reporting Software
    • AIFMD Annex IV Reporting Product Brochure
  • Apex Fundrock Limited
  • ATLAS Fund Regulation
    • Canada Investment Rules
    • EU – AIFMD Annex IV Reporting
      • AIFMD Annex IV ESMA Opinion and Jurisdictional Differences
      • AIFMD Annex IV Reporting Secured Borrowing
      • AIFMD Data Taxonomies
      • AIFMD Reporting Codes – Decision Tree
      • AIFMD Small and Registered AIFM
      • Annex IV Reporting Private Equity and Real Estate AIF
      • ESMA Opinion – Master AIF Reporting
      • UK implementation of AIFMD
    • EU – Long Term Investment Funds
    • PRIIPs KID
      • Category II PRIIPs – What MRM calculations are required?
      • CRM Calculation Step 1
      • CRM Calculation Steps 2, 3 and 4
      • PRIIPs – The EPT
      • PRIIPs Costs and Charges
      • PRIIPs KID Template
      • PRIIPs KID Template Overview
      • PRIIPs KID vs UCITS KIIDs
      • PRIIPs MRM Market Calculation
      • PRIIPs Performance Scenarios
      • PRIIPs Risk Disclosures
      • PRIIPS Risk Overview (SRI, MRM and CRM)
      • The 4 PRIIPs Categories
      • The VEV Calculation – More Detail
    • EU – SFTR
    • EU – Solvency II
    • EU – UCITS and AIFMD Exposure Concepts
      • Commitment Exposure – The Difference between UCITS and AIFMD
      • Example 1: Derivative Supported by Cash and Risk-Free Assets
      • Example 2: The Relevance of Derivatives’ Unrealised Gain
      • Example 3: The Relevance of Derivatives Unrealised Loss
      • Example 4: Fund has borrowed cash to buy more equities
      • Example 5: Total Return Swap example
      • Example 6: Deleverage Example 1
      • Example 7: Deleverage Example 2
      • Example 8: Convertible Bonds
      • Example 9: Future combined with Forward FX
      • Recommendations For Change
    • UCITS / NURS KIIDs
      • KIID – Further Detail
      • KIID Template
      • KIIDs – Structured Funds
      • Ongoing Charges
      • SRRI Number
    • Hong Kong Rules
    • Ireland – Non-UCITS Rules
    • Islamic Funds
    • Liquidity (Global)
      • International Rules & Guidelines
    • Luxembourg Non-UCITS Rules
    • Malta Rules
      • MALTA – Implementation of the UCITS Directive
      • Malta AIFMD vs PIFs
      • Malta Fund Structures
      • Malta PIFs
        • Malta Loan Funds
        • Malta PIF Money Market Funds
        • Malta PIF Property Funds
        • Malta Shariah Funds
      • Malta Retail Funds
      • Malta Tax Prescribed Funds
      • Malta: Collective Investment Schemes Law and Regulation
    • Nigeria Pension Funds
    • Open Protocol (OPERA) Reporting
    • Position Limits (including MIFID II)
    • Singapore Funds
    • Switzerland Investment Rules
      • BVV Funds
        • BBV Potential Reform
        • BVV Derivatives Fachempfehlung
        • BVV FinfraG
        • BVV2 Alternative Investments
      • Switzerland CISA Overview
        • CISA – Legal Structures
        • CISA – Other Funds
        • CISO Derivatives
        • Real Estate Funds, Under CISA
        • Securities Funds, under CISA
    • UK – FCA Derivative Use Reporting
    • UK – Non-UCITS Funds
    • UK – NURS Rules
    • US – 13F Reporting
      • 13F Data Lists
    • US – 13H Reporting
    • US – 1940 Act Investment Rules
    • US – Form CPO-PQR
    • US – Form N-PORT
    • US – Form PF Reporting
      • FORM PF Questions Summary
        • FORM PF Question 1
        • FORM PF Question 10
        • FORM PF Question 11
        • FORM PF Question 12
        • FORM PF Question 13
        • FORM PF Question 14
        • FORM PF Question 15
        • FORM PF Question 16
        • FORM PF Question 17
        • FORM PF Question 18
        • FORM PF Question 19
        • FORM PF Question 2
        • FORM PF Question 20
        • FORM PF Question 21
        • FORM PF Question 22
        • FORM PF Question 23
        • FORM PF Question 24
        • FORM PF Question 25
        • FORM PF Question 26
        • FORM PF Question 27
        • FORM PF Question 28
        • FORM PF Question 29
        • FORM PF Question 3
        • FORM PF Question 30
        • FORM PF Question 31
        • FORM PF Question 32
        • FORM PF Question 33
        • FORM PF Question 34
        • FORM PF Question 35
        • FORM PF Question 36
        • FORM PF Question 37
        • FORM PF Question 38
        • FORM PF Question 39
        • FORM PF Question 4
        • FORM PF Question 40
        • FORM PF Question 41
        • FORM PF Question 42
        • FORM PF Question 43
        • FORM PF Question 44
        • FORM PF Question 45
        • FORM PF Question 46
        • FORM PF Question 47
        • FORM PF Question 48
        • FORM PF Question 49
        • FORM PF Question 5
        • FORM PF Question 50
        • FORM PF Question 51
        • FORM PF Question 52
        • FORM PF Question 53
        • FORM PF Question 54
        • FORM PF Question 55
        • FORM PF Question 56
        • FORM PF Question 57
        • FORM PF Question 58
        • FORM PF Question 59
        • FORM PF Question 6
        • FORM PF Question 60
        • FORM PF Question 61
        • FORM PF Question 62
        • FORM PF Question 63
        • FORM PF Question 64
        • FORM PF Question 65
        • FORM PF Question 66
        • FORM PF Question 67
        • FORM PF Question 68
        • FORM PF Question 69
        • FORM PF Question 7
        • FORM PF Question 70
        • FORM PF Question 71
        • FORM PF Question 72
        • FORM PF Question 73
        • FORM PF Question 74
        • FORM PF Question 75
        • FORM PF Question 76
        • FORM PF Question 77
        • FORM PF Question 78
        • FORM PF Question 79
        • FORM PF Question 8
        • FORM PF Question 9
      • The Form PF Filing Process
      • US Form PF Exposure Concepts
    • US – Money Market Funds
    • US – SEC Liquidity Reporting
  • ATLAS view
  • Aviva
  • Baillie Gifford & Co
  • Business User Guides
  • Canaccord Genuity Group Inc.
  • Carne Group
  • Channels
  • ChatBots
    • Frequently Asked Questions
    • Meet Our Digital Assistants
  • Client Specific Landing
  • Comprehensive Solutions for Investor Fund Documentation
    • Automated Costs & Charges Calculations
      • Costs and Charges Product Brochures
    • Automated SRRI, SRI & Performance Calculations
      • Investor Communications Brochures
      • Performance & Statistics Product Brochure
      • PRIIPs Performance Scenarios – Product Brochure
      • Summary Risk Indicator (SRI) – Product Brochure
      • Synthetic Risk and Reward Indicator (SRRI) Product Brochure
    • Interactive Widgets & Digital Delivery Service
    • Investor Document Production
      • PRIIPs KIID Product Brochure
      • UCITS KIID Product Brochure
    • Investor Fund Documentation Product Brochure
    • Regulatory Templates (EMT, EPT, and more )
      • Template Production Product Brochure
  • Crytpo Wiki
    • Introduction to Crypto Assets
    • Digital Asset Investing
    • Cryptocurrency Funds
    • Crypto Investing
    • Crypto Exposure Monitoring
    • Regulations, Insights & News
      • Crypto Insights
      • Regulatory Overview
      • Latest Regulatory Crypto News
    • Risk Analytics
  • CSC Global (Intertrust)
  • Demo Landing Page
  • Demo News
  • Disclosures FAQs
  • Environmental, social, and corporate governance (ESG)
  • ESG Related Fund Names
  • Evelyn Wealth Landing Page
    • Centralisation of Third Party Management Info
    • Costs and Charges Module
    • Galaxy Black and White List Functionality
    • Galaxy Holdings Analysis
    • Galaxy IBP Overview
    • Galaxy Opal Module
    • Galaxy Portfolio View
    • Liquidity Monitoring
    • SRRI
    • SRRI – Our Online Calculator
    • Statistics Module
  • Events
  • Fund Regulation
  • Fund Regulation News
  • Funds-Axis Depositary Operating Framework
    • Cockpit 360
    • Collateral Oversight – Collateral Payment Instructions
    • Enterprise Data Management (EDM) – Automated Tracking of Data Receipts
    • Enterprise Data Management (EDM) – Books & Records Upload
    • Enterprise Data Management (EDM) – Extracting Data from PDFs
    • Enterprise Data Management (EDM) – Funds-Axis’ Enterprise Data Management, File Transformation and ETL Capabilities
    • FA Thoughts: Asset Lifecycle
    • Galaxy – Architecture & Technology
    • Galaxy Alternative Assets
    • Galaxy Dynamix
    • Galaxy GRC Capabilities for Asset Verification
    • Galaxy NAV Oversight – General
    • Galaxy Portfolio Master Overview
    • Galaxy Reports – Books and Records
    • Galaxy Sisense Reporting
    • Galaxy Support – AI Assistant
    • Galaxy Support – Help Desk
    • Galaxy Support – Regulatory Support
    • Generic (Lux): 2. CFM – Cash Reconciliation
    • Generic (Lux): 3. CFM – Significant and Inconsistent Transactions
    • IBP1 Prospectus Wardbrobe
    • IBP3 Prospectus Unicorn (Lux)
    • IBP4 Prospectus Oaktree (IE)
    • IBP5 Prospectus Parsnip (UK)
    • IBP6 Prospectus Shoulder (UK)
    • Introduction to Funds-Axis
    • Introduction to Funds-Axis Video
    • Investment Compliance Overview
    • Oaktree (IE) – 11. Stock Reconciling Items
    • Oaktree (IE) – 2. CFM – Cash Reconciling items
    • Oaktree (IE) – 4. CID Due Diligence
    • Oaktree (IE): 3. CFM – Significant and Inconsistent Transactions
    • Opal Module
    • Other Assets Register – Shoulder
    • Other Assets Register – Unicorn
    • Parsnip (UK) – 2. CFM – Cash Reconciling Items
    • Quick Overview – Portfolio Set-up & Galaxy High-level Overview
    • Safekeeping of Assets – Wardrobe
    • Shoulder (UK): 3. CFM – Significant and Inconsistent Transactions
    • Wardrobe HF (Lux) Prime broker Rehypothecation
    • Your Data in Galaxy – Custody Assets vs. Other Non-Financial Assets
    • Your Data in Galaxy – Exposure Overview
    • Your Data in Galaxy – Liquidity Overview
    • Your Data in Galaxy – Real Estate Funds
  • Funds-Axis Technology
    • Data Requirements
    • Galaxy Test Portfolios
    • Modules and Functionality
      • Depositary Solutions
      • Risk Monitoring
    • On-boarding
    • Technology Architecture Overview
      • System Diagrams
  • FundWare – Basic Training
  • Galaxy Atlas Version 3
  • Galaxy Data Uploads
  • Galaxy Help & Resources
  • Galaxy Landing v2
  • Galaxy Module Hub
    • AIFMD Annex IV File Formats and Requirements
    • AIFMD Annex IV Reporting Module
    • Alternative Assets Wiki
      • Alternative Assets Sandbox Portfolios
      • Asset Types
      • Illiquid Alternatives
      • Liquid Alternatives
    • Assessment of Value
      • Assessment of Value Brochure
      • Assessment of Value Video
    • Assessment of Value Module
    • ATLAS Funds Training
      • ATLAS Funds Training Video
      • Brochure
    • ATLAS Funds Training Information Portal
    • ATLAS Funds Training Information Portal Video
    • Atlas Video
    • Cashflow Monitoring
      • Brochure
      • Cashflow Monitoring Product Overview
      • Cashflow Regulatory Information
      • Common Error Messages
      • Video
    • Cashflow Monitoring Data Files
      • Cashflows file
    • Client Data
      • Administrators – File Requirements & Mappings
      • Costs and Charges
      • Data – Client Data Flows
      • Data – Users and Roles
      • Data Connections
      • File Requirements and Formats
      • FundWare – Client – NAV – File – Specifications
      • Group, Manager, Entity, Portfolio and Shareclass Static Data Templates
      • Portfolio Holdings
      • Portfolio Summaries and Returns
      • Prices, Values and Dividends
      • Reuters File Specification
      • Security Data File Specification
      • Transaction Costs
    • Comparing Investment Limits: NURS vs. UCITS
    • Counterparty Risk
    • Counterparty Risk Monitoring Module
    • CPO-PQR
    • Custody Market Oversight
      • Brochure
      • Video
    • Custody Market Oversight Module
    • Daily Client Governance
    • Data Quality Management
    • Decision Trees
      • IBP – 2.3 Is it equivalent to a UCITS / 393541808
      • IBP – 3. Eligible Deposit / 823095231
      • IBP – Additional criteria for closed end-funds / 968329355
      • IBP – Approved Deposit Takers / 916506419
      • IBP – Approved Money Market Instruments / 558037057
      • IBP – Approved Transferable securities – practical / 176732280
      • IBP – Closed end funds – subject to corporate governance mechanism / 323183939
      • IBP – Derivatives on Financial Indices / 685437239
      • IBP – Eligible Markets Assessment – PL / 522866454
      • IBP – Galaxy HelpDesk: Resolving breaches and understanding rules / 563395676
      • IBP – Indices – Adequate diversification / 133638671
      • IBP – Is it an eligible Derivative / 238854105
      • IBP – OTC Derivative Counterparties / 939123244
      • IBP – SFI / 510610755
      • IBP – UCITS Asset Eligibility / 329477059
      • IBP – UCITS Equivalent Assessment – PL / 681715816
      • iBP 2.1 Eligible Collective Investment Schemes / 762159968
      • IBP1 – Investment Compliance Q&A / 660796844
      • Open Ended Funds / 650630217
      • UCITS Eligible Assets – Transferable Securities / 640944159
    • Depositary Cashflow Monitoring Module
    • Derivatives Exposure
      • Derivative Concepts Summary
      • Security Identifiers
      • Standard Set-up ETD
    • Dual Disclosures
      • Canada – Major Shareholdings
      • Dual Disclosures Overview
      • EU Short Selling
      • EU Transparency Directive
      • Identifying Canadian Issuer in scope for AMR / EWR Disclosures
      • Identifying EU Transparency Directive Disclosure in Scope
      • Identifying Schedule 13D / G Securities in Scope
      • Identifying UK Major Shareholding Disclosure in Scope
      • UK Short Selling
      • United States – 13D & G
    • EMT/EPT Framework
    • ESG and Sanctions Monitoring
      • Cannabis Stocks
      • Cluster Munitions
      • Country of Risk
      • Cryptocurrency Stocks
      • International Sanctions Lists
      • Russia
      • Sanctions Monitoring
      • Sin Stocks
        • Pornography and adult Entertainment
    • EU MMF
    • Factsheets
      • Data Requirements
    • Factsheets and KIIDs
      • Brochure
      • Factsheets Video
    • FCA Derivative Use
      • FCA Derivative Use – Data Taxonomy
      • FCA Derivative Use – FCA Queries
      • FCA Derivative Use – How to File on Gabriel
      • FCA Derivative Use Brochure
      • FCA Derivative Use Error Messages
      • FCA Derivative Use Video
    • FCA Derivative Use Reporting Module
    • File Requirements and Formats COPY
    • Foreign Investment Rules Module
    • Form PF
      • Data Requirements Docs
      • US Form PF Reporting Brochure
      • US Form PF Reporting Video
    • FundWare – Client – General – File – Specifications
    • FundWare – Client – Shareholder Disclosures simplified – File – Specifications
    • Galaxy Counterparty Risk Module
    • Galaxy Data Dictionary
    • Galaxy Data Mapping Framework
    • Galaxy e-Learning Hub
    • Galaxy Home v3
    • Global Disclosures
      • Brochure
    • Global Disclosures Information Portal Video
    • Global Exchanges
      • Brochure
      • Video
    • Global Exchanges Information Portal
    • Global Exchanges Video
    • Industry Sectors Monitoring
    • Investment Compliance
      • Brochure
      • Brochures
      • Investigating Breaches
      • Investment Compliance Video
      • Quick Q&A
      • Rules Libraries
      • Rules Writing
        • Module Overview / Training
        • Style Guide
      • Sandbox Test Documentation
        • Rules Testing – Test Script (Rule 1 – Rule 10)
        • Rules Testing – Test Script (Rule 11 – Rule 33)
        • Sandbox – Testing – Data Files
        • Sandbox – Testing – Organisation
        • Sandbox – Testing – UCITS
      • UCITS
    • Investment Compliance Wiki
    • Investment Compliance, Risk, Shareholder Disclosures
    • Investor Communications Regulation
      • Branding Templates
      • DCPT (Defined Contribution Pension Template)
      • EMT (European MiFID Template)
      • FVPT (Fair Value Pricing Template)
      • INVESTOR COMMS – Data Mappings
        • Dissemination Template
        • Registration & Distribution Template
      • The European ESG Template (EET)
      • VaR Templates
    • Leverage Requirements Monitoring Module
    • Liquidity Risk
      • Atlas e-Learning
      • Calculations
      • Inputs
      • Liquidity Contractual Basis Methodology
      • Liquidity Fixed Income Methodology
      • Liquidity Fund of Funds Methodology
      • Liquidity Market Data Requirements
        • Liquidity Onboarding Checklist
      • Liquidity Risk Brochure
      • Liquidity Risk Video
      • Liquidity RMP Consultancy Support
      • Liquidity Troubleshooting
      • LST – Stress Tests Overview
      • Module Specifications
        • Liquidity Defaults – Contractual Basis Assets
      • Quick Q&A
      • Regulatory News & Blogs
    • Liquidity Risk Management & Monitoring Module
    • Major Shareholdings Module
    • Market Risk Monitoring Module
    • NAV Oversight
      • Brochure
      • Data Requirements
      • NAV Oversight Video
    • NAV Oversight and Validation Module
      • NAV Validation & Oversight Monitoring Software Product Brochure
    • Non-UCITS Investment Compliance Module
    • Portfolio and Shareclass Statistics
      • Active Premium
      • Alpha
      • Beta
      • Brochure
      • Capture & Market Percentage Ratio
      • Cost Calculations
      • Excess Returns
      • Jensen’s Alpha
      • Kurtosis
      • Market Correlation
      • Market Risk Measure (MRM)
      • Maximum Drawdown
      • Sharpe Ratio
      • Skewness
      • Sortino Ratio
      • Standard Deviation
      • Treynor Ratio
      • Value at Risk (VaR)
      • VaR Equivalent Volatility (VEV)
      • Video
    • Portfolio Statistics Module
    • Prospectus & Mandate Limits Compliance Module
    • Risk Monitoring
      • Brochure
      • Risk Module Video
    • Rules Summaries and Troubleshooting
      • UCITS Legislation
        • UCITS Rules References
        • UCITS Rules Summary
      • UK NURS Legislation
        • UK NURS Rules References
        • UK NURS Rules Summary
    • Rules Writing
      • Complex Rules
      • Groupings of Assets
      • Investment Rules – Other Common Restrictions
      • Pre-coded Regulatory Rules and Prospectus Rules
      • Prospectus Rules Investment Rules
      • Rules writing – prospectus review
      • Rules Writing Style Guide
    • Sector Rules Compliance Module
    • Sensitive Sector Rules Module
    • Shareholder Disclosures
      • Brochure
      • Client Daily Processes
      • Data Requirements
      • Data Terminology
      • Rules Testing & Documentation
      • Shareholder Disclosures Video
    • Shareholder Disclosures Integration DB
      • Foreign Investment Rules
      • Issuer Limits
      • Large Shareholdings
        • Large Shareholdings – Briefing Papers & Blogs
        • Notification Portals – Quick Links – Large Shareholdings
        • Thresholds Overview – Major Shareholdings
      • Sensitive Sectors
      • Short Selling
        • Notification Portals – Quick Links – Short Selling
        • Short Selling – Briefing Papers & Blogs
        • Thresholds Overview – Short Selling
      • Takeover Disclosures
        • Notification Portals – Quick Links – Takeover Dealing Disclosures
        • Takeover Disclosures – Briefing Papers & Blogs
        • Thresholds Overview – Takeovers
    • Standard Identifiers
    • Takeover Disclosures Module
    • UCITS Decision Trees
    • UCITS Investment Compliance
      • Latest News
      • UCITS Country Comparisons
      • UCITS Derivatives Rules
      • UCITS Eligible Assets
        • UCITS Eligible Assets Decision Trees
        • UCITS Eligible Assets Guide
      • UCITS Eligible Markets
        • UCITS Eligible Markets Decision Tree
      • UCITS EPM Rules
      • UCITS Guidance and Legislation
      • UCITS Investment Rules
      • UCITS Legislation & Overview
    • UCITS Investment Compliance Module
    • UCITS KIID
      • UCITS KIID – User Guides and Data Requirements
        • Data Templates
        • Onboarding Documents
        • UCITS KIIDs Calculations
          • UCITS KIID Ongoing Charge
          • UCITS KIID Performance Graph
          • UCITS KIID SRRI
        • User Guides
    • UCITS Rules Not Applicable to NURS: A Comparative Overview
    • UCITS Value at Risk Module
    • Underlying Funds Holdings Files
    • US 13F Reporting
      • Brochure
      • Video
    • US 1940 Act
      • US 1940 Act Investment Compliance Module Video
    • US 1940 Act Investment Compliance Module
    • US Form 13F Reporting Module
      • US Form 13F Reporting Module Video
    • US Form PF Reporting Module
    • Value at Risk (VaR)
      • Brochure
      • Value at Risk (VaR) Video
      • VaR Backtesting
      • VaR Regulatory Provisions
      • VaR Time Conversions
    • AIFMD Annex IV
      • AIFMD Annex IV Data Requirements
        • AIFMD Annex IV Data – Other Data
        • AIFMD Annex IV Data Requirements Static
        • AIFMD Annex IV Data Trades
        • Client Investment Compliance File Specifications
      • AIFMD Annex IV Reporting Module Video
      • AIFMD System Troubshooting
      • Annex IV Operations
        • Step 1 – Preparation Tracker & Reporting Funds
        • Step 2 – Static Data
        • Step 3 – Generally Static Data
        • Step 4 – Review of Security Data Set up
        • Step 5 – Re uploading of Month End Holdings
        • Step 6 – Data Enrichment
        • Step 6a – Exchange Check
        • Step 6b – Countries Check
        • Step 6c – Liquidity Check
        • Step 6d – Market Codes, Types and code types
      • Brochure
  • Galaxy Release Notes
  • Galaxy Upcoming Events
  • Galaxy XML Utils
  • Gateway Fund Services Limited
  • HAL Investments NL
  • HSBC
  • Investment Compliance – June 2023
  • Investment Compliance Monitoring Product Brochure
  • Investment Compliance Monitoring Software
  • Latest News (Global Disclosures News Articles)
  • Leverage
    • AIFMD AUM Calculations
    • Calculations Examples
    • Commitment Method Exposure – Funds-Axis Recommendations for Change
    • Regulations
    • UCITS Commitment vs. AIFMD Commitment – The key differences
  • Liquidity Calculations Traded Volume Basis Methodology
  • Liquidity v2
  • Major Shareholding Thresholds
  • Marlborough Group Holdings Limited
  • Maximise Galaxy Experience
  • NAV Validation & Oversight Monitoring Software
  • Northern Trust
  • ONE group solutions
  • Phoenix Unit Trust Managers
  • Pieter Dual Disclosures
  • Pulse Dashboard
  • PwC
  • QIS Rules
  • Regulatory Tracker – Monthly Updates
    • AIFMD Annex IV – Tracked Regulatory Changes
    • ESG – Tracked Regulatory Changes
    • Global Shareholding Disclosures – Tracked Regulatory Changes
    • Investment Compliance – Tracked Regulatory Changes
    • Investor Communications – Tracked Regulatory Changes
    • Liquidity – Tracked Regulatory Changes
    • NAV – Tracked Regulatory Changes
    • North America Regulatory Reporting – Tracked Regulatory Changes
    • Operational Resilience / DORA – Tracked Regulatory Changes
    • UCITS and AIFMD – Tracked Regulatory Changes
  • reports
  • Restricted Access
  • Risk Monitoring Solutions
    • Risk Monitoring Solutions Product Brochure
  • Sanctions & ESG Monitoring
    • Sanctions & ESG Monitoring Product Brochure
  • Sandbox & Test Portfolios
  • SFDR
  • Shareholder Disclosure Monitoring Software
    • Shareholder Disclosure Monitoring Product Brochure
  • Shareholder Disclosures Integration
    • Briefing Papers
      • 13F Eligibility Indirect Transactions 2018
      • 13F Late Filings and Penalties
      • Disclosure Requirements for Section 13F Reporting
      • Disclosure Requirements for UK Takeover Rule 8
      • EU Acquisitions Directive Summary
      • Form 13F Registration Requirements
      • Global Shareholder Disclosure Rules – Overview – Part 1
      • Global Shareholder Rules – The Challenges – Part 2
      • Position Limits Regulatory Developments
      • Regulatory Briefing – 13H
      • Singapore Short Position Reporting White Paper
      • TDAD and Horizontal Aggregation
      • TDAD Thresholds
      • Transparency Directive Amending Directive (TDAD) and its impact on UK DTR 5
      • US 13D & 13G Reporting
    • Data
      • 13F Data Files
      • Denominator Search
      • Issuer Announcements
      • National Storage Databases
      • Short Selling Exempt Shares
    • Decision Trees
    • Disclosures Module
    • Global Takeovers Module
    • Issuer Reporting Module
    • Knowledge Centre
      • 13F
      • Canada Disclosures Required During a Takeover
      • Canada EWR, AMR & SEDI Insider Reporting
      • Canadian Reporting Issuers
      • Common Breaches
      • Confirming securities in scope for Schedule 13D / G Disclosures
      • Disclosure Forms requiring Transaction Data
      • EU Short Selling – Determination of a Notifiable Position in Shares
      • EU Short Selling Disclosure Template
      • France Short Selling Disclosure
      • Global Short Selling Reporting Overview
      • Guide to Sensitive Sectors
      • Populating Form 8.3
      • Private Issuer Notifications
      • Schedule 13D/G Convertible Instruments Treatment
      • Schedule 13D/G Overview
      • Schedule 13G Beneficial Ownership
      • Schedule 13G Form Checklist
      • Swedish Major Shareholding Disclosure: Portal Submission
      • Takeover Rule 8.3 Overview
      • Takeover Rule 8.3: In-Specie Transfers
      • TDAD Horizontal Aggregation
      • Transparency Directive
      • UK Short Selling Disclosure Notes
      • UK/EU Short Selling Reporting Checks
      • What Denominator?
    • Notification Portals – Quick Links
    • Rule Pop ups
    • Sensitive Sectors Module
    • Thresholds Overview Module
  • Shareholder Disclosures Integration v2
  • Svenska Handelsbanken AB
  • System Administration Guides
    • User Set-up
      • Brochure
      • Video
    • User Administration
      • Brochure
      • Video
    • Overview of Roles
      • Brochure
      • Video
    • Editing a Role
      • Brochure
      • Video
    • Setting-up Managers and Portfolios
      • Brochure
      • Video
    • Portfolio Permission Groups
      • Brochure
      • Video
    • Data Batches and Rule Batches
      • Brochure
      • Video
    • Data Mapping Configuration
      • Brochure
      • Video
    • Data Operations – Uploading Data Files
      • Brochure
      • Video
    • Manual Data Management
      • Brochure
      • Video
    • Rules Configuration
      • Brochure
      • Video
    • Rules Processing
      • Brochure
      • Video
    • User Defined Selections
      • Brochure
      • Video
    • Domain Management, User Enrollment
      • Brochure
      • Video
    • Locked Data Mappings
      • Brochure
      • Video
    • Sisense Report Management
      • Brochure
      • Video
  • Test
  • The European ESG Template (EET)
  • Thesis Asset Management Limited
  • Training Academy
    • AIFMD Training
    • Counterparty Exposure
    • Derivatives e-Learning Hub
    • Introduction to AIFMD Annex IV Reporting
    • Introduction to Derivatives
    • Introduction to UCITS
    • Leverage (Commitment / Gross)
    • Liquidity Risk Management
    • Shareholder Disclosures
    • UCITS – Value-at-Risk
    • UCITS & AIFMD Risk Management
    • UCITS and VAR
    • UCITS Derivatives Rules
    • UCITS Eligible Assets
    • UCITS Investment Rules
    • UCITS KIID Training
    • UCITS Training
  • Trevor Test
  • True Potential Investments
  • Trust & Security
    • Funds-Axis Trust Center
  • Tutman Fund Solutions Limited (TFSL) – Evelyn Partners
  • UCITS Eligible Assets – Decision Tree
  • UCITS Eligible Markets – Decision Tree
  • UK NURS Schemes
  • UK TCFD
  • Video
  • Way Fund Managers Limited
  • Waystone AM
  • WP File download search
  • Yealand Fund Services
Search:
Search
  • ABC.DOCs Wiki
    • Creating Documents
      • By Survey
      • Excel Upload
      • Using the API
    • Demo
    • Product Brochures
      • ABCDocs for Benchmark Reform Re-papering
      • ABCDocs for Factsheets
      • ABCDocs for HR
      • ABCDocs for Initial Margining
      • ABCDocs for ISDA
      • ABCDocs for KIIDs
      • ABCDocs for Structured Products Term Sheets
      • ABCDocs Product Overview
    • Tutorials
      • Installing the Word Template Editor (Office 365 online)
      • Installing the Word Template Editor (Office 365 Desktop App)
      • Understanding Roles and Permissions
      • Templates
        • Creating Templates
        • Deleting Templates
        • Using Conditions
        • Using Switches
        • Using Rules
        • Creating Graphs and Charts
        • Using Translations
  • AI ChatBot Landing Page
  • AI-Extractor
  • AI-Extractor-FA
  • AIFMD Annex IV Reporting Software
    • AIFMD Annex IV Reporting Product Brochure
  • Apex Fundrock Limited
  • ATLAS Fund Regulation
    • Canada Investment Rules
    • EU – AIFMD Annex IV Reporting
      • AIFMD Annex IV ESMA Opinion and Jurisdictional Differences
      • AIFMD Annex IV Reporting Secured Borrowing
      • AIFMD Data Taxonomies
      • AIFMD Reporting Codes – Decision Tree
      • AIFMD Small and Registered AIFM
      • Annex IV Reporting Private Equity and Real Estate AIF
      • ESMA Opinion – Master AIF Reporting
      • UK implementation of AIFMD
    • EU – Long Term Investment Funds
    • PRIIPs KID
      • Category II PRIIPs – What MRM calculations are required?
      • CRM Calculation Step 1
      • CRM Calculation Steps 2, 3 and 4
      • PRIIPs – The EPT
      • PRIIPs Costs and Charges
      • PRIIPs KID Template
      • PRIIPs KID Template Overview
      • PRIIPs KID vs UCITS KIIDs
      • PRIIPs MRM Market Calculation
      • PRIIPs Performance Scenarios
      • PRIIPs Risk Disclosures
      • PRIIPS Risk Overview (SRI, MRM and CRM)
      • The 4 PRIIPs Categories
      • The VEV Calculation – More Detail
    • EU – SFTR
    • EU – Solvency II
    • EU – UCITS and AIFMD Exposure Concepts
      • Commitment Exposure – The Difference between UCITS and AIFMD
      • Example 1: Derivative Supported by Cash and Risk-Free Assets
      • Example 2: The Relevance of Derivatives’ Unrealised Gain
      • Example 3: The Relevance of Derivatives Unrealised Loss
      • Example 4: Fund has borrowed cash to buy more equities
      • Example 5: Total Return Swap example
      • Example 6: Deleverage Example 1
      • Example 7: Deleverage Example 2
      • Example 8: Convertible Bonds
      • Example 9: Future combined with Forward FX
      • Recommendations For Change
    • UCITS / NURS KIIDs
      • KIID – Further Detail
      • KIID Template
      • KIIDs – Structured Funds
      • Ongoing Charges
      • SRRI Number
    • Hong Kong Rules
    • Ireland – Non-UCITS Rules
    • Islamic Funds
    • Liquidity (Global)
      • International Rules & Guidelines
    • Luxembourg Non-UCITS Rules
    • Malta Rules
      • MALTA – Implementation of the UCITS Directive
      • Malta AIFMD vs PIFs
      • Malta Fund Structures
      • Malta PIFs
        • Malta Loan Funds
        • Malta PIF Money Market Funds
        • Malta PIF Property Funds
        • Malta Shariah Funds
      • Malta Retail Funds
      • Malta Tax Prescribed Funds
      • Malta: Collective Investment Schemes Law and Regulation
    • Nigeria Pension Funds
    • Open Protocol (OPERA) Reporting
    • Position Limits (including MIFID II)
    • Singapore Funds
    • Switzerland Investment Rules
      • BVV Funds
        • BBV Potential Reform
        • BVV Derivatives Fachempfehlung
        • BVV FinfraG
        • BVV2 Alternative Investments
      • Switzerland CISA Overview
        • CISA – Legal Structures
        • CISA – Other Funds
        • CISO Derivatives
        • Real Estate Funds, Under CISA
        • Securities Funds, under CISA
    • UK – FCA Derivative Use Reporting
    • UK – Non-UCITS Funds
    • UK – NURS Rules
    • US – 13F Reporting
      • 13F Data Lists
    • US – 13H Reporting
    • US – 1940 Act Investment Rules
    • US – Form CPO-PQR
    • US – Form N-PORT
    • US – Form PF Reporting
      • FORM PF Questions Summary
        • FORM PF Question 1
        • FORM PF Question 10
        • FORM PF Question 11
        • FORM PF Question 12
        • FORM PF Question 13
        • FORM PF Question 14
        • FORM PF Question 15
        • FORM PF Question 16
        • FORM PF Question 17
        • FORM PF Question 18
        • FORM PF Question 19
        • FORM PF Question 2
        • FORM PF Question 20
        • FORM PF Question 21
        • FORM PF Question 22
        • FORM PF Question 23
        • FORM PF Question 24
        • FORM PF Question 25
        • FORM PF Question 26
        • FORM PF Question 27
        • FORM PF Question 28
        • FORM PF Question 29
        • FORM PF Question 3
        • FORM PF Question 30
        • FORM PF Question 31
        • FORM PF Question 32
        • FORM PF Question 33
        • FORM PF Question 34
        • FORM PF Question 35
        • FORM PF Question 36
        • FORM PF Question 37
        • FORM PF Question 38
        • FORM PF Question 39
        • FORM PF Question 4
        • FORM PF Question 40
        • FORM PF Question 41
        • FORM PF Question 42
        • FORM PF Question 43
        • FORM PF Question 44
        • FORM PF Question 45
        • FORM PF Question 46
        • FORM PF Question 47
        • FORM PF Question 48
        • FORM PF Question 49
        • FORM PF Question 5
        • FORM PF Question 50
        • FORM PF Question 51
        • FORM PF Question 52
        • FORM PF Question 53
        • FORM PF Question 54
        • FORM PF Question 55
        • FORM PF Question 56
        • FORM PF Question 57
        • FORM PF Question 58
        • FORM PF Question 59
        • FORM PF Question 6
        • FORM PF Question 60
        • FORM PF Question 61
        • FORM PF Question 62
        • FORM PF Question 63
        • FORM PF Question 64
        • FORM PF Question 65
        • FORM PF Question 66
        • FORM PF Question 67
        • FORM PF Question 68
        • FORM PF Question 69
        • FORM PF Question 7
        • FORM PF Question 70
        • FORM PF Question 71
        • FORM PF Question 72
        • FORM PF Question 73
        • FORM PF Question 74
        • FORM PF Question 75
        • FORM PF Question 76
        • FORM PF Question 77
        • FORM PF Question 78
        • FORM PF Question 79
        • FORM PF Question 8
        • FORM PF Question 9
      • The Form PF Filing Process
      • US Form PF Exposure Concepts
    • US – Money Market Funds
    • US – SEC Liquidity Reporting
  • ATLAS view
  • Aviva
  • Baillie Gifford & Co
  • Business User Guides
  • Canaccord Genuity Group Inc.
  • Carne Group
  • Channels
  • ChatBots
    • Frequently Asked Questions
    • Meet Our Digital Assistants
  • Client Specific Landing
  • Comprehensive Solutions for Investor Fund Documentation
    • Automated Costs & Charges Calculations
      • Costs and Charges Product Brochures
    • Automated SRRI, SRI & Performance Calculations
      • Investor Communications Brochures
      • Performance & Statistics Product Brochure
      • PRIIPs Performance Scenarios – Product Brochure
      • Summary Risk Indicator (SRI) – Product Brochure
      • Synthetic Risk and Reward Indicator (SRRI) Product Brochure
    • Interactive Widgets & Digital Delivery Service
    • Investor Document Production
      • PRIIPs KIID Product Brochure
      • UCITS KIID Product Brochure
    • Investor Fund Documentation Product Brochure
    • Regulatory Templates (EMT, EPT, and more )
      • Template Production Product Brochure
  • Crytpo Wiki
    • Introduction to Crypto Assets
    • Digital Asset Investing
    • Cryptocurrency Funds
    • Crypto Investing
    • Crypto Exposure Monitoring
    • Regulations, Insights & News
      • Crypto Insights
      • Regulatory Overview
      • Latest Regulatory Crypto News
    • Risk Analytics
  • CSC Global (Intertrust)
  • Demo Landing Page
  • Demo News
  • Disclosures FAQs
  • Environmental, social, and corporate governance (ESG)
  • ESG Related Fund Names
  • Evelyn Wealth Landing Page
    • Centralisation of Third Party Management Info
    • Costs and Charges Module
    • Galaxy Black and White List Functionality
    • Galaxy Holdings Analysis
    • Galaxy IBP Overview
    • Galaxy Opal Module
    • Galaxy Portfolio View
    • Liquidity Monitoring
    • SRRI
    • SRRI – Our Online Calculator
    • Statistics Module
  • Events
  • Fund Regulation
  • Fund Regulation News
  • Funds-Axis Depositary Operating Framework
    • Cockpit 360
    • Collateral Oversight – Collateral Payment Instructions
    • Enterprise Data Management (EDM) – Automated Tracking of Data Receipts
    • Enterprise Data Management (EDM) – Books & Records Upload
    • Enterprise Data Management (EDM) – Extracting Data from PDFs
    • Enterprise Data Management (EDM) – Funds-Axis’ Enterprise Data Management, File Transformation and ETL Capabilities
    • FA Thoughts: Asset Lifecycle
    • Galaxy – Architecture & Technology
    • Galaxy Alternative Assets
    • Galaxy Dynamix
    • Galaxy GRC Capabilities for Asset Verification
    • Galaxy NAV Oversight – General
    • Galaxy Portfolio Master Overview
    • Galaxy Reports – Books and Records
    • Galaxy Sisense Reporting
    • Galaxy Support – AI Assistant
    • Galaxy Support – Help Desk
    • Galaxy Support – Regulatory Support
    • Generic (Lux): 2. CFM – Cash Reconciliation
    • Generic (Lux): 3. CFM – Significant and Inconsistent Transactions
    • IBP1 Prospectus Wardbrobe
    • IBP3 Prospectus Unicorn (Lux)
    • IBP4 Prospectus Oaktree (IE)
    • IBP5 Prospectus Parsnip (UK)
    • IBP6 Prospectus Shoulder (UK)
    • Introduction to Funds-Axis
    • Introduction to Funds-Axis Video
    • Investment Compliance Overview
    • Oaktree (IE) – 11. Stock Reconciling Items
    • Oaktree (IE) – 2. CFM – Cash Reconciling items
    • Oaktree (IE) – 4. CID Due Diligence
    • Oaktree (IE): 3. CFM – Significant and Inconsistent Transactions
    • Opal Module
    • Other Assets Register – Shoulder
    • Other Assets Register – Unicorn
    • Parsnip (UK) – 2. CFM – Cash Reconciling Items
    • Quick Overview – Portfolio Set-up & Galaxy High-level Overview
    • Safekeeping of Assets – Wardrobe
    • Shoulder (UK): 3. CFM – Significant and Inconsistent Transactions
    • Wardrobe HF (Lux) Prime broker Rehypothecation
    • Your Data in Galaxy – Custody Assets vs. Other Non-Financial Assets
    • Your Data in Galaxy – Exposure Overview
    • Your Data in Galaxy – Liquidity Overview
    • Your Data in Galaxy – Real Estate Funds
  • Funds-Axis Technology
    • Data Requirements
    • Galaxy Test Portfolios
    • Modules and Functionality
      • Depositary Solutions
      • Risk Monitoring
    • On-boarding
    • Technology Architecture Overview
      • System Diagrams
  • FundWare – Basic Training
  • Galaxy Atlas Version 3
  • Galaxy Data Uploads
  • Galaxy Help & Resources
  • Galaxy Landing v2
  • Galaxy Module Hub
    • AIFMD Annex IV File Formats and Requirements
    • AIFMD Annex IV Reporting Module
    • Alternative Assets Wiki
      • Alternative Assets Sandbox Portfolios
      • Asset Types
      • Illiquid Alternatives
      • Liquid Alternatives
    • Assessment of Value
      • Assessment of Value Brochure
      • Assessment of Value Video
    • Assessment of Value Module
    • ATLAS Funds Training
      • ATLAS Funds Training Video
      • Brochure
    • ATLAS Funds Training Information Portal
    • ATLAS Funds Training Information Portal Video
    • Atlas Video
    • Cashflow Monitoring
      • Brochure
      • Cashflow Monitoring Product Overview
      • Cashflow Regulatory Information
      • Common Error Messages
      • Video
    • Cashflow Monitoring Data Files
      • Cashflows file
    • Client Data
      • Administrators – File Requirements & Mappings
      • Costs and Charges
      • Data – Client Data Flows
      • Data – Users and Roles
      • Data Connections
      • File Requirements and Formats
      • FundWare – Client – NAV – File – Specifications
      • Group, Manager, Entity, Portfolio and Shareclass Static Data Templates
      • Portfolio Holdings
      • Portfolio Summaries and Returns
      • Prices, Values and Dividends
      • Reuters File Specification
      • Security Data File Specification
      • Transaction Costs
    • Comparing Investment Limits: NURS vs. UCITS
    • Counterparty Risk
    • Counterparty Risk Monitoring Module
    • CPO-PQR
    • Custody Market Oversight
      • Brochure
      • Video
    • Custody Market Oversight Module
    • Daily Client Governance
    • Data Quality Management
    • Decision Trees
      • IBP – 2.3 Is it equivalent to a UCITS / 393541808
      • IBP – 3. Eligible Deposit / 823095231
      • IBP – Additional criteria for closed end-funds / 968329355
      • IBP – Approved Deposit Takers / 916506419
      • IBP – Approved Money Market Instruments / 558037057
      • IBP – Approved Transferable securities – practical / 176732280
      • IBP – Closed end funds – subject to corporate governance mechanism / 323183939
      • IBP – Derivatives on Financial Indices / 685437239
      • IBP – Eligible Markets Assessment – PL / 522866454
      • IBP – Galaxy HelpDesk: Resolving breaches and understanding rules / 563395676
      • IBP – Indices – Adequate diversification / 133638671
      • IBP – Is it an eligible Derivative / 238854105
      • IBP – OTC Derivative Counterparties / 939123244
      • IBP – SFI / 510610755
      • IBP – UCITS Asset Eligibility / 329477059
      • IBP – UCITS Equivalent Assessment – PL / 681715816
      • iBP 2.1 Eligible Collective Investment Schemes / 762159968
      • IBP1 – Investment Compliance Q&A / 660796844
      • Open Ended Funds / 650630217
      • UCITS Eligible Assets – Transferable Securities / 640944159
    • Depositary Cashflow Monitoring Module
    • Derivatives Exposure
      • Derivative Concepts Summary
      • Security Identifiers
      • Standard Set-up ETD
    • Dual Disclosures
      • Canada – Major Shareholdings
      • Dual Disclosures Overview
      • EU Short Selling
      • EU Transparency Directive
      • Identifying Canadian Issuer in scope for AMR / EWR Disclosures
      • Identifying EU Transparency Directive Disclosure in Scope
      • Identifying Schedule 13D / G Securities in Scope
      • Identifying UK Major Shareholding Disclosure in Scope
      • UK Short Selling
      • United States – 13D & G
    • EMT/EPT Framework
    • ESG and Sanctions Monitoring
      • Cannabis Stocks
      • Cluster Munitions
      • Country of Risk
      • Cryptocurrency Stocks
      • International Sanctions Lists
      • Russia
      • Sanctions Monitoring
      • Sin Stocks
        • Pornography and adult Entertainment
    • EU MMF
    • Factsheets
      • Data Requirements
    • Factsheets and KIIDs
      • Brochure
      • Factsheets Video
    • FCA Derivative Use
      • FCA Derivative Use – Data Taxonomy
      • FCA Derivative Use – FCA Queries
      • FCA Derivative Use – How to File on Gabriel
      • FCA Derivative Use Brochure
      • FCA Derivative Use Error Messages
      • FCA Derivative Use Video
    • FCA Derivative Use Reporting Module
    • File Requirements and Formats COPY
    • Foreign Investment Rules Module
    • Form PF
      • Data Requirements Docs
      • US Form PF Reporting Brochure
      • US Form PF Reporting Video
    • FundWare – Client – General – File – Specifications
    • FundWare – Client – Shareholder Disclosures simplified – File – Specifications
    • Galaxy Counterparty Risk Module
    • Galaxy Data Dictionary
    • Galaxy Data Mapping Framework
    • Galaxy e-Learning Hub
    • Galaxy Home v3
    • Global Disclosures
      • Brochure
    • Global Disclosures Information Portal Video
    • Global Exchanges
      • Brochure
      • Video
    • Global Exchanges Information Portal
    • Global Exchanges Video
    • Industry Sectors Monitoring
    • Investment Compliance
      • Brochure
      • Brochures
      • Investigating Breaches
      • Investment Compliance Video
      • Quick Q&A
      • Rules Libraries
      • Rules Writing
        • Module Overview / Training
        • Style Guide
      • Sandbox Test Documentation
        • Rules Testing – Test Script (Rule 1 – Rule 10)
        • Rules Testing – Test Script (Rule 11 – Rule 33)
        • Sandbox – Testing – Data Files
        • Sandbox – Testing – Organisation
        • Sandbox – Testing – UCITS
      • UCITS
    • Investment Compliance Wiki
    • Investment Compliance, Risk, Shareholder Disclosures
    • Investor Communications Regulation
      • Branding Templates
      • DCPT (Defined Contribution Pension Template)
      • EMT (European MiFID Template)
      • FVPT (Fair Value Pricing Template)
      • INVESTOR COMMS – Data Mappings
        • Dissemination Template
        • Registration & Distribution Template
      • The European ESG Template (EET)
      • VaR Templates
    • Leverage Requirements Monitoring Module
    • Liquidity Risk
      • Atlas e-Learning
      • Calculations
      • Inputs
      • Liquidity Contractual Basis Methodology
      • Liquidity Fixed Income Methodology
      • Liquidity Fund of Funds Methodology
      • Liquidity Market Data Requirements
        • Liquidity Onboarding Checklist
      • Liquidity Risk Brochure
      • Liquidity Risk Video
      • Liquidity RMP Consultancy Support
      • Liquidity Troubleshooting
      • LST – Stress Tests Overview
      • Module Specifications
        • Liquidity Defaults – Contractual Basis Assets
      • Quick Q&A
      • Regulatory News & Blogs
    • Liquidity Risk Management & Monitoring Module
    • Major Shareholdings Module
    • Market Risk Monitoring Module
    • NAV Oversight
      • Brochure
      • Data Requirements
      • NAV Oversight Video
    • NAV Oversight and Validation Module
      • NAV Validation & Oversight Monitoring Software Product Brochure
    • Non-UCITS Investment Compliance Module
    • Portfolio and Shareclass Statistics
      • Active Premium
      • Alpha
      • Beta
      • Brochure
      • Capture & Market Percentage Ratio
      • Cost Calculations
      • Excess Returns
      • Jensen’s Alpha
      • Kurtosis
      • Market Correlation
      • Market Risk Measure (MRM)
      • Maximum Drawdown
      • Sharpe Ratio
      • Skewness
      • Sortino Ratio
      • Standard Deviation
      • Treynor Ratio
      • Value at Risk (VaR)
      • VaR Equivalent Volatility (VEV)
      • Video
    • Portfolio Statistics Module
    • Prospectus & Mandate Limits Compliance Module
    • Risk Monitoring
      • Brochure
      • Risk Module Video
    • Rules Summaries and Troubleshooting
      • UCITS Legislation
        • UCITS Rules References
        • UCITS Rules Summary
      • UK NURS Legislation
        • UK NURS Rules References
        • UK NURS Rules Summary
    • Rules Writing
      • Complex Rules
      • Groupings of Assets
      • Investment Rules – Other Common Restrictions
      • Pre-coded Regulatory Rules and Prospectus Rules
      • Prospectus Rules Investment Rules
      • Rules writing – prospectus review
      • Rules Writing Style Guide
    • Sector Rules Compliance Module
    • Sensitive Sector Rules Module
    • Shareholder Disclosures
      • Brochure
      • Client Daily Processes
      • Data Requirements
      • Data Terminology
      • Rules Testing & Documentation
      • Shareholder Disclosures Video
    • Shareholder Disclosures Integration DB
      • Foreign Investment Rules
      • Issuer Limits
      • Large Shareholdings
        • Large Shareholdings – Briefing Papers & Blogs
        • Notification Portals – Quick Links – Large Shareholdings
        • Thresholds Overview – Major Shareholdings
      • Sensitive Sectors
      • Short Selling
        • Notification Portals – Quick Links – Short Selling
        • Short Selling – Briefing Papers & Blogs
        • Thresholds Overview – Short Selling
      • Takeover Disclosures
        • Notification Portals – Quick Links – Takeover Dealing Disclosures
        • Takeover Disclosures – Briefing Papers & Blogs
        • Thresholds Overview – Takeovers
    • Standard Identifiers
    • Takeover Disclosures Module
    • UCITS Decision Trees
    • UCITS Investment Compliance
      • Latest News
      • UCITS Country Comparisons
      • UCITS Derivatives Rules
      • UCITS Eligible Assets
        • UCITS Eligible Assets Decision Trees
        • UCITS Eligible Assets Guide
      • UCITS Eligible Markets
        • UCITS Eligible Markets Decision Tree
      • UCITS EPM Rules
      • UCITS Guidance and Legislation
      • UCITS Investment Rules
      • UCITS Legislation & Overview
    • UCITS Investment Compliance Module
    • UCITS KIID
      • UCITS KIID – User Guides and Data Requirements
        • Data Templates
        • Onboarding Documents
        • UCITS KIIDs Calculations
          • UCITS KIID Ongoing Charge
          • UCITS KIID Performance Graph
          • UCITS KIID SRRI
        • User Guides
    • UCITS Rules Not Applicable to NURS: A Comparative Overview
    • UCITS Value at Risk Module
    • Underlying Funds Holdings Files
    • US 13F Reporting
      • Brochure
      • Video
    • US 1940 Act
      • US 1940 Act Investment Compliance Module Video
    • US 1940 Act Investment Compliance Module
    • US Form 13F Reporting Module
      • US Form 13F Reporting Module Video
    • US Form PF Reporting Module
    • Value at Risk (VaR)
      • Brochure
      • Value at Risk (VaR) Video
      • VaR Backtesting
      • VaR Regulatory Provisions
      • VaR Time Conversions
    • AIFMD Annex IV
      • AIFMD Annex IV Data Requirements
        • AIFMD Annex IV Data – Other Data
        • AIFMD Annex IV Data Requirements Static
        • AIFMD Annex IV Data Trades
        • Client Investment Compliance File Specifications
      • AIFMD Annex IV Reporting Module Video
      • AIFMD System Troubshooting
      • Annex IV Operations
        • Step 1 – Preparation Tracker & Reporting Funds
        • Step 2 – Static Data
        • Step 3 – Generally Static Data
        • Step 4 – Review of Security Data Set up
        • Step 5 – Re uploading of Month End Holdings
        • Step 6 – Data Enrichment
        • Step 6a – Exchange Check
        • Step 6b – Countries Check
        • Step 6c – Liquidity Check
        • Step 6d – Market Codes, Types and code types
      • Brochure
  • Galaxy Release Notes
  • Galaxy Upcoming Events
  • Galaxy XML Utils
  • Gateway Fund Services Limited
  • HAL Investments NL
  • HSBC
  • Investment Compliance – June 2023
  • Investment Compliance Monitoring Product Brochure
  • Investment Compliance Monitoring Software
  • Latest News (Global Disclosures News Articles)
  • Leverage
    • AIFMD AUM Calculations
    • Calculations Examples
    • Commitment Method Exposure – Funds-Axis Recommendations for Change
    • Regulations
    • UCITS Commitment vs. AIFMD Commitment – The key differences
  • Liquidity Calculations Traded Volume Basis Methodology
  • Liquidity v2
  • Major Shareholding Thresholds
  • Marlborough Group Holdings Limited
  • Maximise Galaxy Experience
  • NAV Validation & Oversight Monitoring Software
  • Northern Trust
  • ONE group solutions
  • Phoenix Unit Trust Managers
  • Pieter Dual Disclosures
  • Pulse Dashboard
  • PwC
  • QIS Rules
  • Regulatory Tracker – Monthly Updates
    • AIFMD Annex IV – Tracked Regulatory Changes
    • ESG – Tracked Regulatory Changes
    • Global Shareholding Disclosures – Tracked Regulatory Changes
    • Investment Compliance – Tracked Regulatory Changes
    • Investor Communications – Tracked Regulatory Changes
    • Liquidity – Tracked Regulatory Changes
    • NAV – Tracked Regulatory Changes
    • North America Regulatory Reporting – Tracked Regulatory Changes
    • Operational Resilience / DORA – Tracked Regulatory Changes
    • UCITS and AIFMD – Tracked Regulatory Changes
  • reports
  • Restricted Access
  • Risk Monitoring Solutions
    • Risk Monitoring Solutions Product Brochure
  • Sanctions & ESG Monitoring
    • Sanctions & ESG Monitoring Product Brochure
  • Sandbox & Test Portfolios
  • SFDR
  • Shareholder Disclosure Monitoring Software
    • Shareholder Disclosure Monitoring Product Brochure
  • Shareholder Disclosures Integration
    • Briefing Papers
      • 13F Eligibility Indirect Transactions 2018
      • 13F Late Filings and Penalties
      • Disclosure Requirements for Section 13F Reporting
      • Disclosure Requirements for UK Takeover Rule 8
      • EU Acquisitions Directive Summary
      • Form 13F Registration Requirements
      • Global Shareholder Disclosure Rules – Overview – Part 1
      • Global Shareholder Rules – The Challenges – Part 2
      • Position Limits Regulatory Developments
      • Regulatory Briefing – 13H
      • Singapore Short Position Reporting White Paper
      • TDAD and Horizontal Aggregation
      • TDAD Thresholds
      • Transparency Directive Amending Directive (TDAD) and its impact on UK DTR 5
      • US 13D & 13G Reporting
    • Data
      • 13F Data Files
      • Denominator Search
      • Issuer Announcements
      • National Storage Databases
      • Short Selling Exempt Shares
    • Decision Trees
    • Disclosures Module
    • Global Takeovers Module
    • Issuer Reporting Module
    • Knowledge Centre
      • 13F
      • Canada Disclosures Required During a Takeover
      • Canada EWR, AMR & SEDI Insider Reporting
      • Canadian Reporting Issuers
      • Common Breaches
      • Confirming securities in scope for Schedule 13D / G Disclosures
      • Disclosure Forms requiring Transaction Data
      • EU Short Selling – Determination of a Notifiable Position in Shares
      • EU Short Selling Disclosure Template
      • France Short Selling Disclosure
      • Global Short Selling Reporting Overview
      • Guide to Sensitive Sectors
      • Populating Form 8.3
      • Private Issuer Notifications
      • Schedule 13D/G Convertible Instruments Treatment
      • Schedule 13D/G Overview
      • Schedule 13G Beneficial Ownership
      • Schedule 13G Form Checklist
      • Swedish Major Shareholding Disclosure: Portal Submission
      • Takeover Rule 8.3 Overview
      • Takeover Rule 8.3: In-Specie Transfers
      • TDAD Horizontal Aggregation
      • Transparency Directive
      • UK Short Selling Disclosure Notes
      • UK/EU Short Selling Reporting Checks
      • What Denominator?
    • Notification Portals – Quick Links
    • Rule Pop ups
    • Sensitive Sectors Module
    • Thresholds Overview Module
  • Shareholder Disclosures Integration v2
  • Svenska Handelsbanken AB
  • System Administration Guides
    • User Set-up
      • Brochure
      • Video
    • User Administration
      • Brochure
      • Video
    • Overview of Roles
      • Brochure
      • Video
    • Editing a Role
      • Brochure
      • Video
    • Setting-up Managers and Portfolios
      • Brochure
      • Video
    • Portfolio Permission Groups
      • Brochure
      • Video
    • Data Batches and Rule Batches
      • Brochure
      • Video
    • Data Mapping Configuration
      • Brochure
      • Video
    • Data Operations – Uploading Data Files
      • Brochure
      • Video
    • Manual Data Management
      • Brochure
      • Video
    • Rules Configuration
      • Brochure
      • Video
    • Rules Processing
      • Brochure
      • Video
    • User Defined Selections
      • Brochure
      • Video
    • Domain Management, User Enrollment
      • Brochure
      • Video
    • Locked Data Mappings
      • Brochure
      • Video
    • Sisense Report Management
      • Brochure
      • Video
  • Test
  • The European ESG Template (EET)
  • Thesis Asset Management Limited
  • Training Academy
    • AIFMD Training
    • Counterparty Exposure
    • Derivatives e-Learning Hub
    • Introduction to AIFMD Annex IV Reporting
    • Introduction to Derivatives
    • Introduction to UCITS
    • Leverage (Commitment / Gross)
    • Liquidity Risk Management
    • Shareholder Disclosures
    • UCITS – Value-at-Risk
    • UCITS & AIFMD Risk Management
    • UCITS and VAR
    • UCITS Derivatives Rules
    • UCITS Eligible Assets
    • UCITS Investment Rules
    • UCITS KIID Training
    • UCITS Training
  • Trevor Test
  • True Potential Investments
  • Trust & Security
    • Funds-Axis Trust Center
  • Tutman Fund Solutions Limited (TFSL) – Evelyn Partners
  • UCITS Eligible Assets – Decision Tree
  • UCITS Eligible Markets – Decision Tree
  • UK NURS Schemes
  • UK TCFD
  • Video
  • Way Fund Managers Limited
  • Waystone AM
  • WP File download search
  • Yealand Fund Services

Daily Archives: 9th July 2021

What is ManCoTech?

ManCoTechBy Trevor Dempster9th July 2021

What is ManCoTech? You’ve heard of FinTech, you’ve heard of RegTech, but have you heard of ManCoTech? It’s the latest “buzzword” in the European investment and compliance community. So what…

Go to Top