Friday April 27 2018

News Source: Global Exchanges

Focus: Other

Type: General




On 27th April 2018, the Securities and Futures Commission (SFC)  launched a two-month consultation on proposed enhancements to the Investor Compensation Regime.

Key proposals include increasing the compensation limit from $150,000 to $500,000 per investor per default and covering northbound trading under Mainland-Hong Kong Stock Connect .

In addition, the SFC proposes to raise the trigger levels for suspending and reinstating the Investor Compensation Fund levies from $1.4 billion to $3 billion and from $1 billion to $2 billion respectively . This will not affect the levy suspension currently in place .

The SFC has invited Market Participants to make submissions on the proposed measures. The deadline for submissions is 27th  June 2018.

For additional information please click the link above