Friday August 28 2015

News Source: Global Exchanges

Focus: Stock Exchange Regulation

Type: General




Japan Exchange Regulation (JPX-R) will establish an International Surveillance Office (ISO) as a specialized unit to conduct market surveillance of cross-border transactions. The office will also study regulations and trends outside Japan regarding unfair trading and seek cooperation with foreign self-regulatory organizations (SRO).

Specializing in cross-border transactions, ISO will conduct swift and accurate market surveillance in cooperation with SESC and foreign SROs. The office will also strengthen communication with market users outside Japan and advance JPX Asian Strategy as a member of the corporate group. ISO will engage in the following:

  • Conduct market surveillance of cross-border transactions such as global offerings
  • Exchange information related to market surveillance with foreign SROs
  • Research regulations and trends outside Japan regarding unfair trading
  • Enhance communication with market users outside Japan
  • Advance JPX Asian Strategy

Click on the link above for further details.