Skip to content
011 322 44 56
8500 Beverly Boulevard Los Angeles, CA 90048
Facebook page opens in new window
X page opens in new window
Dribbble page opens in new window
Highwire Extensions
Just another Funds-Axis site
ABC.DOCs Wiki
Creating Documents
By Survey
Excel Upload
Using the API
Demo
Product Brochures
ABCDocs for Benchmark Reform Re-papering
ABCDocs for Factsheets
ABCDocs for HR
ABCDocs for Initial Margining
ABCDocs for ISDA
ABCDocs for KIIDs
ABCDocs for Structured Products Term Sheets
ABCDocs Product Overview
Tutorials
Installing the Word Template Editor (Office 365 online)
Installing the Word Template Editor (Office 365 Desktop App)
Understanding Roles and Permissions
Templates
Creating Templates
Deleting Templates
Using Conditions
Using Switches
Using Rules
Creating Graphs and Charts
Using Translations
AI ChatBot Landing Page
AI-Extractor
AI-Extractor-FA
ATLAS Fund Regulation
Canada Investment Rules
EU – AIFMD Annex IV Reporting
AIFMD Annex IV ESMA Opinion and Jurisdictional Differences
AIFMD Annex IV Reporting Secured Borrowing
AIFMD Data Taxonomies
AIFMD Reporting Codes – Decision Tree
AIFMD Small and Registered AIFM
Annex IV Reporting Private Equity and Real Estate AIF
ESMA Opinion – Master AIF Reporting
UK implementation of AIFMD
EU – Long Term Investment Funds
PRIIPs KID
Category II PRIIPs – What MRM calculations are required?
CRM Calculation Step 1
CRM Calculation Steps 2, 3 and 4
PRIIPs – The EPT
PRIIPs Costs and Charges
PRIIPs KID Template
PRIIPs KID Template Overview
PRIIPs KID vs UCITS KIIDs
PRIIPs MRM Market Calculation
PRIIPs Performance Scenarios
PRIIPs Risk Disclosures
PRIIPS Risk Overview (SRI, MRM and CRM)
The 4 PRIIPs Categories
The VEV Calculation – More Detail
EU – SFTR
EU – Solvency II
EU – UCITS and AIFMD Exposure Concepts
Commitment Exposure – The Difference between UCITS and AIFMD
Example 1: Derivative Supported by Cash and Risk-Free Assets
Example 2: The Relevance of Derivatives’ Unrealised Gain
Example 3: The Relevance of Derivatives Unrealised Loss
Example 4: Fund has borrowed cash to buy more equities
Example 5: Total Return Swap example
Example 6: Deleverage Example 1
Example 7: Deleverage Example 2
Example 8: Convertible Bonds
Example 9: Future combined with Forward FX
Recommendations For Change
UCITS / NURS KIIDs
KIID – Further Detail
KIID Template
KIIDs – Structured Funds
Ongoing Charges
SRRI Number
Hong Kong Rules
Ireland – Non-UCITS Rules
Islamic Funds
Liquidity (Global)
International Rules & Guidelines
Luxembourg Non-UCITS Rules
Malta Rules
MALTA – Implementation of the UCITS Directive
Malta AIFMD vs PIFs
Malta Fund Structures
Malta PIFs
Malta Loan Funds
Malta PIF Money Market Funds
Malta PIF Property Funds
Malta Shariah Funds
Malta Retail Funds
Malta Tax Prescribed Funds
Malta: Collective Investment Schemes Law and Regulation
Nigeria Pension Funds
Open Protocol (OPERA) Reporting
Position Limits (including MIFID II)
Singapore Funds
Switzerland Investment Rules
BVV Funds
BBV Potential Reform
BVV Derivatives Fachempfehlung
BVV FinfraG
BVV2 Alternative Investments
Switzerland CISA Overview
CISA – Legal Structures
CISA – Other Funds
CISO Derivatives
Real Estate Funds, Under CISA
Securities Funds, under CISA
UK – FCA Derivative Use Reporting
UK – Non-UCITS Funds
UK – NURS Rules
US – 13F Reporting
13F Data Lists
US – 13H Reporting
US – 1940 Act Investment Rules
US – Form CPO-PQR
US – Form N-PORT
US – Form PF Reporting
FORM PF Questions Summary
FORM PF Question 1
FORM PF Question 10
FORM PF Question 11
FORM PF Question 12
FORM PF Question 13
FORM PF Question 14
FORM PF Question 15
FORM PF Question 16
FORM PF Question 17
FORM PF Question 18
FORM PF Question 19
FORM PF Question 2
FORM PF Question 20
FORM PF Question 21
FORM PF Question 22
FORM PF Question 23
FORM PF Question 24
FORM PF Question 25
FORM PF Question 26
FORM PF Question 27
FORM PF Question 28
FORM PF Question 29
FORM PF Question 3
FORM PF Question 30
FORM PF Question 31
FORM PF Question 32
FORM PF Question 33
FORM PF Question 34
FORM PF Question 35
FORM PF Question 36
FORM PF Question 37
FORM PF Question 38
FORM PF Question 39
FORM PF Question 4
FORM PF Question 40
FORM PF Question 41
FORM PF Question 42
FORM PF Question 43
FORM PF Question 44
FORM PF Question 45
FORM PF Question 46
FORM PF Question 47
FORM PF Question 48
FORM PF Question 49
FORM PF Question 5
FORM PF Question 50
FORM PF Question 51
FORM PF Question 52
FORM PF Question 53
FORM PF Question 54
FORM PF Question 55
FORM PF Question 56
FORM PF Question 57
FORM PF Question 58
FORM PF Question 59
FORM PF Question 6
FORM PF Question 60
FORM PF Question 61
FORM PF Question 62
FORM PF Question 63
FORM PF Question 64
FORM PF Question 65
FORM PF Question 66
FORM PF Question 67
FORM PF Question 68
FORM PF Question 69
FORM PF Question 7
FORM PF Question 70
FORM PF Question 71
FORM PF Question 72
FORM PF Question 73
FORM PF Question 74
FORM PF Question 75
FORM PF Question 76
FORM PF Question 77
FORM PF Question 78
FORM PF Question 79
FORM PF Question 8
FORM PF Question 9
The Form PF Filing Process
US Form PF Exposure Concepts
US – Money Market Funds
US – SEC Liquidity Reporting
ATLAS view
Aviva
Business User Guides
Channels
ChatBots
Frequently Asked Questions
Meet Our Digital Assistants
Client Specific Landing
Crytpo Wiki
Introduction to Crypto Assets
Digital Asset Investing
Cryptocurrency Funds
Crypto Investing
Crypto Exposure Monitoring
Regulations, Insights & News
Crypto Insights
Regulatory Overview
Latest Regulatory Crypto News
Risk Analytics
Demo News
Disclosures FAQs
Environmental, social, and corporate governance (ESG)
ESG Related Fund Names
Events
Fund Regulation
Fund Regulation News
Funds-Axis Technology
Data Requirements
HighWire Test Portfolios
Modules and Functionality
Depositary Solutions
Risk Monitoring
On-boarding
Technology Architecture Overview
System Diagrams
FundWare – Basic Training
Highwire Atlas Version 3
HighWire Data Uploads
HighWire Help & Resources
HighWire Landing v2
HighWire Module Hub
AIFMD Annex IV File Formats and Requirements
AIFMD Annex IV Reporting Module
Alternative Assets Wiki
Alternative Assets Sandbox Portfolios
Asset Types
Illiquid Alternatives
Liquid Alternatives
Assessment of Value
Assessment of Value Brochure
Assessment of Value Video
Assessment of Value Module
ATLAS Funds Training
ATLAS Funds Training Video
Brochure
ATLAS Funds Training Information Portal
ATLAS Funds Training Information Portal Video
Atlas Video
Cashflow Monitoring
Brochure
Cashflow Monitoring Product Overview
Cashflow Regulatory Information
Common Error Messages
Video
Cashflow Monitoring Data Files
Cashflows file
Client Data
Administrators – File Requirements & Mappings
Costs and Charges
Data – Client Data Flows
Data – Users and Roles
Data Connections
File Requirements and Formats
FundWare – Client – NAV – File – Specifications
Group, Manager, Entity, Portfolio and Shareclass Static Data Templates
Portfolio Holdings
Portfolio Summaries and Returns
Prices, Values and Dividends
Reuters File Specification
Security Data File Specification
Transaction Costs
Comparing Investment Limits: NURS vs. UCITS
Counterparty Risk
Counterparty Risk Monitoring Module
CPO-PQR
Custody Market Oversight
Brochure
Video
Custody Market Oversight Module
Daily Client Governance
Data Quality Management
Decision Trees
IBP – 2.2 Darren Open Ended Funds / 650630217
IBP – 2.3 Is it equivalent to a UCITS / 393541808
IBP – 3. Eligible Deposit / 823095231
IBP – Additional criteria for closed end-funds / 968329355
IBP – Approved Deposit Takers / 916506419
IBP – Approved Money Market Instruments / 558037057
IBP – Approved Transferable securities – practical / 176732280
IBP – Closed end funds – subject to corporate governance mechanism / 323183939
IBP – Darren eligible TS / 640944159
IBP – Derivatives on Financial Indices / 685437239
IBP – Eligible Markets Assessment – PL / 522866454
IBP – HighWire HelpDesk: Resolving breaches and understanding rules / 563395676
IBP – Indices – Adequate diversification / 133638671
IBP – Is it an eligible Derivative / 238854105
IBP – OTC Derivative Counterparties / 939123244
IBP – SFI / 510610755
IBP – UCITS Asset Eligibility / 329477059
IBP – UCITS Equivalent Assessment – PL / 681715816
iBP 2.1 Eligible Collective Investment Schemes / 762159968
IBP1 – Investment Compliance Q&A / 660796844
Depositary Cashflow Monitoring Module
Derivatives Exposure
Derivative Concepts Summary
Security Identifiers
Standard Set-up ETD
Dual Disclosures
Canada – Major Shareholdings
Dual Disclosures Overview
EU Short Selling
EU Transparency Directive
Identifying Canadian Issuer in scope for AMR / EWR Disclosures
Identifying EU Transparency Directive Disclosure in Scope
Identifying Schedule 13D / G Securities in Scope
Identifying UK Major Shareholding Disclosure in Scope
UK Short Selling
United States – 13D & G
EMT/EPT Framework
ESG and Sanctions Monitoring
Cannabis Stocks
Cluster Munitions
Country of Risk
Cryptocurrency Stocks
International Sanctions Lists
Russia
Sanctions Monitoring
Sin Stocks
Pornography and adult Entertainment
EU MMF
Factsheets
Data Requirements
Factsheets and KIIDs
Brochure
Factsheets Video
FCA Derivative Use
FCA Derivative Use – Data Taxonomy
FCA Derivative Use – FCA Queries
FCA Derivative Use – How to File on Gabriel
FCA Derivative Use Brochure
FCA Derivative Use Error Messages
FCA Derivative Use Video
FCA Derivative Use Reporting Module
File Requirements and Formats COPY
Foreign Investment Rules Module
Form PF
Data Requirements Docs
US Form PF Reporting Brochure
US Form PF Reporting Video
FundWare – Client – General – File – Specifications
FundWare – Client – Shareholder Disclosures simplified – File – Specifications
Global Disclosures
Brochure
Global Disclosures Information Portal Video
Global Exchanges
Brochure
Video
Global Exchanges Information Portal
Global Exchanges Video
Highwire Counterparty Risk Module
HighWire Data Dictionary
HighWire Data Mapping Framework
HighWire e-Learning Hub
HighWire Home v3
Industry Sectors Monitoring
Investment Compliance
Brochure
Brochures
Investigating Breaches
Investment Compliance Video
Quick Q&A
Rules Libraries
Rules Writing
Module Overview / Training
Style Guide
Sandbox Test Documentation
Rules Testing – Test Script (Rule 1 – Rule 10)
Rules Testing – Test Script (Rule 11 – Rule 33)
Sandbox – Testing – Data Files
Sandbox – Testing – Organisation
Sandbox – Testing – UCITS
UCITS
Investment Compliance Wiki
Investment Compliance, Risk, Shareholder Disclosures
Investor Communications Regulation
Branding Templates
DCPT (Defined Contribution Pension Template)
EMT (European MiFID Template)
FVPT (Fair Value Pricing Template)
INVESTOR COMMS – Data Mappings
Dissemination Template
Registration & Distribution Template
The European ESG Template (EET)
VaR Templates
Leverage Requirements Monitoring Module
Liquidity Risk
Atlas e-Learning
Calculations
Inputs
Liquidity Contractual Basis Methodology
Liquidity Fixed Income Methodology
Liquidity Fund of Funds Methodology
Liquidity Market Data Requirements
Liquidity Onboarding Checklist
Liquidity Risk Brochure
Liquidity Risk Video
Liquidity RMP Consultancy Support
Liquidity Troubleshooting
LST – Stress Tests Overview
Module Specifications
Liquidity Defaults – Contractual Basis Assets
Quick Q&A
Regulatory News & Blogs
Liquidity Risk Management & Monitoring Module
Major Shareholdings Module
Market Risk Monitoring Module
NAV Oversight
Brochure
Data Requirements
NAV Oversight Video
NAV Oversight and Validation Module
Non-UCITS Investment Compliance Module
Portfolio and Shareclass Statistics
Active Premium
Alpha
Beta
Brochure
Capture & Market Percentage Ratio
Cost Calculations
Excess Returns
Jensen’s Alpha
Kurtosis
Market Correlation
Market Risk Measure (MRM)
Maximum Drawdown
Sharpe Ratio
Skewness
Sortino Ratio
Standard Deviation
Treynor Ratio
Value at Risk (VaR)
VaR Equivalent Volatility (VEV)
Video
Portfolio Statistics Module
Prospectus & Mandate Limits Compliance Module
Risk Monitoring
Brochure
Risk Module Video
Rules Summaries and Troubleshooting
UCITS Legislation
UCITS Rules References
UCITS Rules Summary
UK NURS Legislation
UK NURS Rules References
UK NURS Rules Summary
Rules Writing
Complex Rules
Groupings of Assets
Investment Rules – Other Common Restrictions
Pre-coded Regulatory Rules and Prospectus Rules
Prospectus Rules Investment Rules
Rules writing – prospectus review
Rules Writing Style Guide
Sector Rules Compliance Module
Sensitive Sector Rules Module
Shareholder Disclosures
Brochure
Client Daily Processes
Data Requirements
Data Terminology
Rules Testing & Documentation
Shareholder Disclosures Video
Shareholder Disclosures Integration DB
Foreign Investment Rules
Issuer Limits
Large Shareholdings
Large Shareholdings – Briefing Papers & Blogs
Notification Portals – Quick Links – Large Shareholdings
Thresholds Overview – Major Shareholdings
Sensitive Sectors
Short Selling
Notification Portals – Quick Links – Short Selling
Short Selling – Briefing Papers & Blogs
Thresholds Overview – Short Selling
Takeover Disclosures
Notification Portals – Quick Links – Takeover Dealing Disclosures
Takeover Disclosures – Briefing Papers & Blogs
Thresholds Overview – Takeovers
Standard Identifiers
Takeover Disclosures Module
UCITS Decision Trees
UCITS Investment Compliance
Latest News
UCITS Country Comparisons
UCITS Derivatives Rules
UCITS Eligible Assets
UCITS Eligible Assets Decision Trees
UCITS Eligible Assets Guide
UCITS Eligible Markets
UCITS Eligible Markets Decision Tree
UCITS EPM Rules
UCITS Guidance and Legislation
UCITS Investment Rules
UCITS Legislation & Overview
UCITS Investment Compliance Module
UCITS KIID
UCITS KIID – User Guides and Data Requirements
Data Templates
Onboarding Documents
UCITS KIIDs Calculations
UCITS KIID Ongoing Charge
UCITS KIID Performance Graph
UCITS KIID SRRI
User Guides
UCITS Rules Not Applicable to NURS: A Comparative Overview
UCITS Value at Risk Module
Underlying Funds Holdings Files
US 13F Reporting
Brochure
Video
US 1940 Act
US 1940 Act Investment Compliance Module Video
US 1940 Act Investment Compliance Module
US Form 13F Reporting Module
US Form 13F Reporting Module Video
US Form PF Reporting Module
Value at Risk (VaR)
Brochure
Value at Risk (VaR) Video
VaR Backtesting
VaR Regulatory Provisions
VaR Time Conversions
AIFMD Annex IV
AIFMD Annex IV Data Requirements
AIFMD Annex IV Data – Other Data
AIFMD Annex IV Data Requirements Static
AIFMD Annex IV Data Trades
Client Investment Compliance File Specifications
AIFMD Annex IV Reporting Module Video
AIFMD System Troubshooting
Annex IV Operations
Step 1 – Preparation Tracker & Reporting Funds
Step 2 – Static Data
Step 3 – Generally Static Data
Step 4 – Review of Security Data Set up
Step 5 – Re uploading of Month End Holdings
Step 6 – Data Enrichment
Step 6a – Exchange Check
Step 6b – Countries Check
Step 6c – Liquidity Check
Step 6d – Market Codes, Types and code types
Brochure
HighWire Release Notes
HighWire Upcoming Events
HighWire XML Utils
HSBC
Investment Compliance – June 2023
Latest News (Global Disclosures News Articles)
Leverage
AIFMD AUM Calculations
Calculations Examples
Commitment Method Exposure – Funds-Axis Recommendations for Change
Regulations
UCITS Commitment vs. AIFMD Commitment – The key differences
Liquidity Calculations Traded Volume Basis Methodology
Liquidity v2
Major Shareholding Thresholds
Pieter Dual Disclosures
Pulse Dashboard
reports
Restricted Access
Sandbox & Test Portfolios
SFDR
Shareholder Disclosures Integration
Briefing Papers
13F Eligibility Indirect Transactions 2018
13F Late Filings and Penalties
Disclosure Requirements for Section 13F Reporting
Disclosure Requirements for UK Takeover Rule 8
EU Acquisitions Directive Summary
Form 13F Registration Requirements
Global Shareholder Disclosure Rules – Overview – Part 1
Global Shareholder Rules – The Challenges – Part 2
Position Limits Regulatory Developments
Regulatory Briefing – 13H
Singapore Short Position Reporting White Paper
TDAD and Horizontal Aggregation
TDAD Thresholds
Transparency Directive Amending Directive (TDAD) and its impact on UK DTR 5
US 13D & 13G Reporting
Data
13F Data Files
Denominator Search
Issuer Announcements
National Storage Databases
Short Selling Exempt Shares
Decision Trees
Disclosures Module
Global Takeovers Module
Issuer Reporting Module
Knowledge Centre
13F
Canada Disclosures Required During a Takeover
Canada EWR, AMR & SEDI Insider Reporting
Canadian Reporting Issuers
Common Breaches
Confirming securities in scope for Schedule 13D / G Disclosures
Disclosure Forms requiring Transaction Data
EU Short Selling – Determination of a Notifiable Position in Shares
EU Short Selling Disclosure Template
France Short Selling Disclosure
Global Short Selling Reporting Overview
Guide to Sensitive Sectors
Populating Form 8.3
Private Issuer Notifications
Schedule 13D/G Convertible Instruments Treatment
Schedule 13D/G Overview
Schedule 13G Beneficial Ownership
Schedule 13G Form Checklist
Swedish Major Shareholding Disclosure: Portal Submission
Takeover Rule 8.3 Overview
Takeover Rule 8.3: In-Specie Transfers
TDAD Horizontal Aggregation
Transparency Directive
UK Short Selling Disclosure Notes
UK/EU Short Selling Reporting Checks
What Denominator?
Notification Portals – Quick Links
Rule Pop ups
Sensitive Sectors Module
Thresholds Overview Module
Shareholder Disclosures Integration v2
System Administration Guides
User Set-up
Brochure
Video
User Administration
Brochure
Video
Overview of Roles
Brochure
Video
Editing a Role
Brochure
Video
Setting-up Managers and Portfolios
Brochure
Video
Portfolio Permission Groups
Brochure
Video
Data Batches and Rule Batches
Brochure
Video
Data Mapping Configuration
Brochure
Video
Data Operations – Uploading Data Files
Brochure
Video
Manual Data Management
Brochure
Video
Rules Configuration
Brochure
Video
Rules Processing
Brochure
Video
User Defined Selections
Brochure
Video
Domain Management, User Enrollment
Brochure
Video
Locked Data Mappings
Brochure
Video
Sisense Report Management
Brochure
Video
Test
The European ESG Template (EET)
Training Academy
AIFMD Training
Counterparty Exposure
Derivatives e-Learning Hub
Introduction to AIFMD Annex IV Reporting
Introduction to Derivatives
Introduction to UCITS
Leverage (Commitment / Gross)
Liquidity Risk Management
Shareholder Disclosures
UCITS – Value-at-Risk
UCITS & AIFMD Risk Management
UCITS and VAR
UCITS Derivatives Rules
UCITS Eligible Assets
UCITS Investment Rules
UCITS KIID Training
UCITS Training
Trevor Test
UCITS Eligible Assets – Decision Tree
UCITS Eligible Markets – Decision Tree
UK NURS Schemes
UK TCFD
Video
WP File download search
Search:
Search
ABC.DOCs Wiki
Creating Documents
By Survey
Excel Upload
Using the API
Demo
Product Brochures
ABCDocs for Benchmark Reform Re-papering
ABCDocs for Factsheets
ABCDocs for HR
ABCDocs for Initial Margining
ABCDocs for ISDA
ABCDocs for KIIDs
ABCDocs for Structured Products Term Sheets
ABCDocs Product Overview
Tutorials
Installing the Word Template Editor (Office 365 online)
Installing the Word Template Editor (Office 365 Desktop App)
Understanding Roles and Permissions
Templates
Creating Templates
Deleting Templates
Using Conditions
Using Switches
Using Rules
Creating Graphs and Charts
Using Translations
AI ChatBot Landing Page
AI-Extractor
AI-Extractor-FA
ATLAS Fund Regulation
Canada Investment Rules
EU – AIFMD Annex IV Reporting
AIFMD Annex IV ESMA Opinion and Jurisdictional Differences
AIFMD Annex IV Reporting Secured Borrowing
AIFMD Data Taxonomies
AIFMD Reporting Codes – Decision Tree
AIFMD Small and Registered AIFM
Annex IV Reporting Private Equity and Real Estate AIF
ESMA Opinion – Master AIF Reporting
UK implementation of AIFMD
EU – Long Term Investment Funds
PRIIPs KID
Category II PRIIPs – What MRM calculations are required?
CRM Calculation Step 1
CRM Calculation Steps 2, 3 and 4
PRIIPs – The EPT
PRIIPs Costs and Charges
PRIIPs KID Template
PRIIPs KID Template Overview
PRIIPs KID vs UCITS KIIDs
PRIIPs MRM Market Calculation
PRIIPs Performance Scenarios
PRIIPs Risk Disclosures
PRIIPS Risk Overview (SRI, MRM and CRM)
The 4 PRIIPs Categories
The VEV Calculation – More Detail
EU – SFTR
EU – Solvency II
EU – UCITS and AIFMD Exposure Concepts
Commitment Exposure – The Difference between UCITS and AIFMD
Example 1: Derivative Supported by Cash and Risk-Free Assets
Example 2: The Relevance of Derivatives’ Unrealised Gain
Example 3: The Relevance of Derivatives Unrealised Loss
Example 4: Fund has borrowed cash to buy more equities
Example 5: Total Return Swap example
Example 6: Deleverage Example 1
Example 7: Deleverage Example 2
Example 8: Convertible Bonds
Example 9: Future combined with Forward FX
Recommendations For Change
UCITS / NURS KIIDs
KIID – Further Detail
KIID Template
KIIDs – Structured Funds
Ongoing Charges
SRRI Number
Hong Kong Rules
Ireland – Non-UCITS Rules
Islamic Funds
Liquidity (Global)
International Rules & Guidelines
Luxembourg Non-UCITS Rules
Malta Rules
MALTA – Implementation of the UCITS Directive
Malta AIFMD vs PIFs
Malta Fund Structures
Malta PIFs
Malta Loan Funds
Malta PIF Money Market Funds
Malta PIF Property Funds
Malta Shariah Funds
Malta Retail Funds
Malta Tax Prescribed Funds
Malta: Collective Investment Schemes Law and Regulation
Nigeria Pension Funds
Open Protocol (OPERA) Reporting
Position Limits (including MIFID II)
Singapore Funds
Switzerland Investment Rules
BVV Funds
BBV Potential Reform
BVV Derivatives Fachempfehlung
BVV FinfraG
BVV2 Alternative Investments
Switzerland CISA Overview
CISA – Legal Structures
CISA – Other Funds
CISO Derivatives
Real Estate Funds, Under CISA
Securities Funds, under CISA
UK – FCA Derivative Use Reporting
UK – Non-UCITS Funds
UK – NURS Rules
US – 13F Reporting
13F Data Lists
US – 13H Reporting
US – 1940 Act Investment Rules
US – Form CPO-PQR
US – Form N-PORT
US – Form PF Reporting
FORM PF Questions Summary
FORM PF Question 1
FORM PF Question 10
FORM PF Question 11
FORM PF Question 12
FORM PF Question 13
FORM PF Question 14
FORM PF Question 15
FORM PF Question 16
FORM PF Question 17
FORM PF Question 18
FORM PF Question 19
FORM PF Question 2
FORM PF Question 20
FORM PF Question 21
FORM PF Question 22
FORM PF Question 23
FORM PF Question 24
FORM PF Question 25
FORM PF Question 26
FORM PF Question 27
FORM PF Question 28
FORM PF Question 29
FORM PF Question 3
FORM PF Question 30
FORM PF Question 31
FORM PF Question 32
FORM PF Question 33
FORM PF Question 34
FORM PF Question 35
FORM PF Question 36
FORM PF Question 37
FORM PF Question 38
FORM PF Question 39
FORM PF Question 4
FORM PF Question 40
FORM PF Question 41
FORM PF Question 42
FORM PF Question 43
FORM PF Question 44
FORM PF Question 45
FORM PF Question 46
FORM PF Question 47
FORM PF Question 48
FORM PF Question 49
FORM PF Question 5
FORM PF Question 50
FORM PF Question 51
FORM PF Question 52
FORM PF Question 53
FORM PF Question 54
FORM PF Question 55
FORM PF Question 56
FORM PF Question 57
FORM PF Question 58
FORM PF Question 59
FORM PF Question 6
FORM PF Question 60
FORM PF Question 61
FORM PF Question 62
FORM PF Question 63
FORM PF Question 64
FORM PF Question 65
FORM PF Question 66
FORM PF Question 67
FORM PF Question 68
FORM PF Question 69
FORM PF Question 7
FORM PF Question 70
FORM PF Question 71
FORM PF Question 72
FORM PF Question 73
FORM PF Question 74
FORM PF Question 75
FORM PF Question 76
FORM PF Question 77
FORM PF Question 78
FORM PF Question 79
FORM PF Question 8
FORM PF Question 9
The Form PF Filing Process
US Form PF Exposure Concepts
US – Money Market Funds
US – SEC Liquidity Reporting
ATLAS view
Aviva
Business User Guides
Channels
ChatBots
Frequently Asked Questions
Meet Our Digital Assistants
Client Specific Landing
Crytpo Wiki
Introduction to Crypto Assets
Digital Asset Investing
Cryptocurrency Funds
Crypto Investing
Crypto Exposure Monitoring
Regulations, Insights & News
Crypto Insights
Regulatory Overview
Latest Regulatory Crypto News
Risk Analytics
Demo News
Disclosures FAQs
Environmental, social, and corporate governance (ESG)
ESG Related Fund Names
Events
Fund Regulation
Fund Regulation News
Funds-Axis Technology
Data Requirements
HighWire Test Portfolios
Modules and Functionality
Depositary Solutions
Risk Monitoring
On-boarding
Technology Architecture Overview
System Diagrams
FundWare – Basic Training
Highwire Atlas Version 3
HighWire Data Uploads
HighWire Help & Resources
HighWire Landing v2
HighWire Module Hub
AIFMD Annex IV File Formats and Requirements
AIFMD Annex IV Reporting Module
Alternative Assets Wiki
Alternative Assets Sandbox Portfolios
Asset Types
Illiquid Alternatives
Liquid Alternatives
Assessment of Value
Assessment of Value Brochure
Assessment of Value Video
Assessment of Value Module
ATLAS Funds Training
ATLAS Funds Training Video
Brochure
ATLAS Funds Training Information Portal
ATLAS Funds Training Information Portal Video
Atlas Video
Cashflow Monitoring
Brochure
Cashflow Monitoring Product Overview
Cashflow Regulatory Information
Common Error Messages
Video
Cashflow Monitoring Data Files
Cashflows file
Client Data
Administrators – File Requirements & Mappings
Costs and Charges
Data – Client Data Flows
Data – Users and Roles
Data Connections
File Requirements and Formats
FundWare – Client – NAV – File – Specifications
Group, Manager, Entity, Portfolio and Shareclass Static Data Templates
Portfolio Holdings
Portfolio Summaries and Returns
Prices, Values and Dividends
Reuters File Specification
Security Data File Specification
Transaction Costs
Comparing Investment Limits: NURS vs. UCITS
Counterparty Risk
Counterparty Risk Monitoring Module
CPO-PQR
Custody Market Oversight
Brochure
Video
Custody Market Oversight Module
Daily Client Governance
Data Quality Management
Decision Trees
IBP – 2.2 Darren Open Ended Funds / 650630217
IBP – 2.3 Is it equivalent to a UCITS / 393541808
IBP – 3. Eligible Deposit / 823095231
IBP – Additional criteria for closed end-funds / 968329355
IBP – Approved Deposit Takers / 916506419
IBP – Approved Money Market Instruments / 558037057
IBP – Approved Transferable securities – practical / 176732280
IBP – Closed end funds – subject to corporate governance mechanism / 323183939
IBP – Darren eligible TS / 640944159
IBP – Derivatives on Financial Indices / 685437239
IBP – Eligible Markets Assessment – PL / 522866454
IBP – HighWire HelpDesk: Resolving breaches and understanding rules / 563395676
IBP – Indices – Adequate diversification / 133638671
IBP – Is it an eligible Derivative / 238854105
IBP – OTC Derivative Counterparties / 939123244
IBP – SFI / 510610755
IBP – UCITS Asset Eligibility / 329477059
IBP – UCITS Equivalent Assessment – PL / 681715816
iBP 2.1 Eligible Collective Investment Schemes / 762159968
IBP1 – Investment Compliance Q&A / 660796844
Depositary Cashflow Monitoring Module
Derivatives Exposure
Derivative Concepts Summary
Security Identifiers
Standard Set-up ETD
Dual Disclosures
Canada – Major Shareholdings
Dual Disclosures Overview
EU Short Selling
EU Transparency Directive
Identifying Canadian Issuer in scope for AMR / EWR Disclosures
Identifying EU Transparency Directive Disclosure in Scope
Identifying Schedule 13D / G Securities in Scope
Identifying UK Major Shareholding Disclosure in Scope
UK Short Selling
United States – 13D & G
EMT/EPT Framework
ESG and Sanctions Monitoring
Cannabis Stocks
Cluster Munitions
Country of Risk
Cryptocurrency Stocks
International Sanctions Lists
Russia
Sanctions Monitoring
Sin Stocks
Pornography and adult Entertainment
EU MMF
Factsheets
Data Requirements
Factsheets and KIIDs
Brochure
Factsheets Video
FCA Derivative Use
FCA Derivative Use – Data Taxonomy
FCA Derivative Use – FCA Queries
FCA Derivative Use – How to File on Gabriel
FCA Derivative Use Brochure
FCA Derivative Use Error Messages
FCA Derivative Use Video
FCA Derivative Use Reporting Module
File Requirements and Formats COPY
Foreign Investment Rules Module
Form PF
Data Requirements Docs
US Form PF Reporting Brochure
US Form PF Reporting Video
FundWare – Client – General – File – Specifications
FundWare – Client – Shareholder Disclosures simplified – File – Specifications
Global Disclosures
Brochure
Global Disclosures Information Portal Video
Global Exchanges
Brochure
Video
Global Exchanges Information Portal
Global Exchanges Video
Highwire Counterparty Risk Module
HighWire Data Dictionary
HighWire Data Mapping Framework
HighWire e-Learning Hub
HighWire Home v3
Industry Sectors Monitoring
Investment Compliance
Brochure
Brochures
Investigating Breaches
Investment Compliance Video
Quick Q&A
Rules Libraries
Rules Writing
Module Overview / Training
Style Guide
Sandbox Test Documentation
Rules Testing – Test Script (Rule 1 – Rule 10)
Rules Testing – Test Script (Rule 11 – Rule 33)
Sandbox – Testing – Data Files
Sandbox – Testing – Organisation
Sandbox – Testing – UCITS
UCITS
Investment Compliance Wiki
Investment Compliance, Risk, Shareholder Disclosures
Investor Communications Regulation
Branding Templates
DCPT (Defined Contribution Pension Template)
EMT (European MiFID Template)
FVPT (Fair Value Pricing Template)
INVESTOR COMMS – Data Mappings
Dissemination Template
Registration & Distribution Template
The European ESG Template (EET)
VaR Templates
Leverage Requirements Monitoring Module
Liquidity Risk
Atlas e-Learning
Calculations
Inputs
Liquidity Contractual Basis Methodology
Liquidity Fixed Income Methodology
Liquidity Fund of Funds Methodology
Liquidity Market Data Requirements
Liquidity Onboarding Checklist
Liquidity Risk Brochure
Liquidity Risk Video
Liquidity RMP Consultancy Support
Liquidity Troubleshooting
LST – Stress Tests Overview
Module Specifications
Liquidity Defaults – Contractual Basis Assets
Quick Q&A
Regulatory News & Blogs
Liquidity Risk Management & Monitoring Module
Major Shareholdings Module
Market Risk Monitoring Module
NAV Oversight
Brochure
Data Requirements
NAV Oversight Video
NAV Oversight and Validation Module
Non-UCITS Investment Compliance Module
Portfolio and Shareclass Statistics
Active Premium
Alpha
Beta
Brochure
Capture & Market Percentage Ratio
Cost Calculations
Excess Returns
Jensen’s Alpha
Kurtosis
Market Correlation
Market Risk Measure (MRM)
Maximum Drawdown
Sharpe Ratio
Skewness
Sortino Ratio
Standard Deviation
Treynor Ratio
Value at Risk (VaR)
VaR Equivalent Volatility (VEV)
Video
Portfolio Statistics Module
Prospectus & Mandate Limits Compliance Module
Risk Monitoring
Brochure
Risk Module Video
Rules Summaries and Troubleshooting
UCITS Legislation
UCITS Rules References
UCITS Rules Summary
UK NURS Legislation
UK NURS Rules References
UK NURS Rules Summary
Rules Writing
Complex Rules
Groupings of Assets
Investment Rules – Other Common Restrictions
Pre-coded Regulatory Rules and Prospectus Rules
Prospectus Rules Investment Rules
Rules writing – prospectus review
Rules Writing Style Guide
Sector Rules Compliance Module
Sensitive Sector Rules Module
Shareholder Disclosures
Brochure
Client Daily Processes
Data Requirements
Data Terminology
Rules Testing & Documentation
Shareholder Disclosures Video
Shareholder Disclosures Integration DB
Foreign Investment Rules
Issuer Limits
Large Shareholdings
Large Shareholdings – Briefing Papers & Blogs
Notification Portals – Quick Links – Large Shareholdings
Thresholds Overview – Major Shareholdings
Sensitive Sectors
Short Selling
Notification Portals – Quick Links – Short Selling
Short Selling – Briefing Papers & Blogs
Thresholds Overview – Short Selling
Takeover Disclosures
Notification Portals – Quick Links – Takeover Dealing Disclosures
Takeover Disclosures – Briefing Papers & Blogs
Thresholds Overview – Takeovers
Standard Identifiers
Takeover Disclosures Module
UCITS Decision Trees
UCITS Investment Compliance
Latest News
UCITS Country Comparisons
UCITS Derivatives Rules
UCITS Eligible Assets
UCITS Eligible Assets Decision Trees
UCITS Eligible Assets Guide
UCITS Eligible Markets
UCITS Eligible Markets Decision Tree
UCITS EPM Rules
UCITS Guidance and Legislation
UCITS Investment Rules
UCITS Legislation & Overview
UCITS Investment Compliance Module
UCITS KIID
UCITS KIID – User Guides and Data Requirements
Data Templates
Onboarding Documents
UCITS KIIDs Calculations
UCITS KIID Ongoing Charge
UCITS KIID Performance Graph
UCITS KIID SRRI
User Guides
UCITS Rules Not Applicable to NURS: A Comparative Overview
UCITS Value at Risk Module
Underlying Funds Holdings Files
US 13F Reporting
Brochure
Video
US 1940 Act
US 1940 Act Investment Compliance Module Video
US 1940 Act Investment Compliance Module
US Form 13F Reporting Module
US Form 13F Reporting Module Video
US Form PF Reporting Module
Value at Risk (VaR)
Brochure
Value at Risk (VaR) Video
VaR Backtesting
VaR Regulatory Provisions
VaR Time Conversions
AIFMD Annex IV
AIFMD Annex IV Data Requirements
AIFMD Annex IV Data – Other Data
AIFMD Annex IV Data Requirements Static
AIFMD Annex IV Data Trades
Client Investment Compliance File Specifications
AIFMD Annex IV Reporting Module Video
AIFMD System Troubshooting
Annex IV Operations
Step 1 – Preparation Tracker & Reporting Funds
Step 2 – Static Data
Step 3 – Generally Static Data
Step 4 – Review of Security Data Set up
Step 5 – Re uploading of Month End Holdings
Step 6 – Data Enrichment
Step 6a – Exchange Check
Step 6b – Countries Check
Step 6c – Liquidity Check
Step 6d – Market Codes, Types and code types
Brochure
HighWire Release Notes
HighWire Upcoming Events
HighWire XML Utils
HSBC
Investment Compliance – June 2023
Latest News (Global Disclosures News Articles)
Leverage
AIFMD AUM Calculations
Calculations Examples
Commitment Method Exposure – Funds-Axis Recommendations for Change
Regulations
UCITS Commitment vs. AIFMD Commitment – The key differences
Liquidity Calculations Traded Volume Basis Methodology
Liquidity v2
Major Shareholding Thresholds
Pieter Dual Disclosures
Pulse Dashboard
reports
Restricted Access
Sandbox & Test Portfolios
SFDR
Shareholder Disclosures Integration
Briefing Papers
13F Eligibility Indirect Transactions 2018
13F Late Filings and Penalties
Disclosure Requirements for Section 13F Reporting
Disclosure Requirements for UK Takeover Rule 8
EU Acquisitions Directive Summary
Form 13F Registration Requirements
Global Shareholder Disclosure Rules – Overview – Part 1
Global Shareholder Rules – The Challenges – Part 2
Position Limits Regulatory Developments
Regulatory Briefing – 13H
Singapore Short Position Reporting White Paper
TDAD and Horizontal Aggregation
TDAD Thresholds
Transparency Directive Amending Directive (TDAD) and its impact on UK DTR 5
US 13D & 13G Reporting
Data
13F Data Files
Denominator Search
Issuer Announcements
National Storage Databases
Short Selling Exempt Shares
Decision Trees
Disclosures Module
Global Takeovers Module
Issuer Reporting Module
Knowledge Centre
13F
Canada Disclosures Required During a Takeover
Canada EWR, AMR & SEDI Insider Reporting
Canadian Reporting Issuers
Common Breaches
Confirming securities in scope for Schedule 13D / G Disclosures
Disclosure Forms requiring Transaction Data
EU Short Selling – Determination of a Notifiable Position in Shares
EU Short Selling Disclosure Template
France Short Selling Disclosure
Global Short Selling Reporting Overview
Guide to Sensitive Sectors
Populating Form 8.3
Private Issuer Notifications
Schedule 13D/G Convertible Instruments Treatment
Schedule 13D/G Overview
Schedule 13G Beneficial Ownership
Schedule 13G Form Checklist
Swedish Major Shareholding Disclosure: Portal Submission
Takeover Rule 8.3 Overview
Takeover Rule 8.3: In-Specie Transfers
TDAD Horizontal Aggregation
Transparency Directive
UK Short Selling Disclosure Notes
UK/EU Short Selling Reporting Checks
What Denominator?
Notification Portals – Quick Links
Rule Pop ups
Sensitive Sectors Module
Thresholds Overview Module
Shareholder Disclosures Integration v2
System Administration Guides
User Set-up
Brochure
Video
User Administration
Brochure
Video
Overview of Roles
Brochure
Video
Editing a Role
Brochure
Video
Setting-up Managers and Portfolios
Brochure
Video
Portfolio Permission Groups
Brochure
Video
Data Batches and Rule Batches
Brochure
Video
Data Mapping Configuration
Brochure
Video
Data Operations – Uploading Data Files
Brochure
Video
Manual Data Management
Brochure
Video
Rules Configuration
Brochure
Video
Rules Processing
Brochure
Video
User Defined Selections
Brochure
Video
Domain Management, User Enrollment
Brochure
Video
Locked Data Mappings
Brochure
Video
Sisense Report Management
Brochure
Video
Test
The European ESG Template (EET)
Training Academy
AIFMD Training
Counterparty Exposure
Derivatives e-Learning Hub
Introduction to AIFMD Annex IV Reporting
Introduction to Derivatives
Introduction to UCITS
Leverage (Commitment / Gross)
Liquidity Risk Management
Shareholder Disclosures
UCITS – Value-at-Risk
UCITS & AIFMD Risk Management
UCITS and VAR
UCITS Derivatives Rules
UCITS Eligible Assets
UCITS Investment Rules
UCITS KIID Training
UCITS Training
Trevor Test
UCITS Eligible Assets – Decision Tree
UCITS Eligible Markets – Decision Tree
UK NURS Schemes
UK TCFD
Video
WP File download search
RETURN TO PREVIOUS PAGE
USING RULES
Content to be provided.
Go to Top
×