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- Comparing Investment Limits: NURS vs. UCITS
- Counterparty Risk
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- CPO-PQR
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  - IBP – 2.2 Darren Open Ended Funds / 650630217
  - IBP – 2.3 Is it equivalent to a UCITS / 393541808
  - IBP – 3. Eligible Deposit / 823095231
  - IBP – Additional criteria for closed end-funds / 968329355
  - IBP – Approved Deposit Takers / 916506419
  - IBP – Approved Money Market Instruments / 558037057
  - IBP – Approved Transferable securities – practical / 176732280
  - IBP – Closed end funds – subject to corporate governance mechanism / 323183939
  - IBP – Darren eligible TS / 640944159
  - IBP – Derivatives on Financial Indices / 685437239
  - IBP – Eligible Markets Assessment – PL / 522866454
  - IBP – HighWire HelpDesk: Resolving breaches and understanding rules / 563395676
  - IBP – Indices – Adequate diversification / 133638671
  - IBP – Is it an eligible Derivative / 238854105
  - IBP – OTC Derivative Counterparties / 939123244
  - IBP – SFI / 510610755
  - IBP – UCITS Asset Eligibility / 329477059
  - IBP – UCITS Equivalent Assessment – PL / 681715816
  - iBP 2.1 Eligible Collective Investment Schemes / 762159968
  - IBP1 – Investment Compliance Q&A / 660796844
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- Leverage Requirements Monitoring Module
- Liquidity Risk
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    - Liquidity Onboarding Checklist
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  - LST – Stress Tests Overview
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    - Liquidity Defaults – Contractual Basis Assets
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- Major Shareholdings Module
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- Non-UCITS Investment Compliance Module
- Portfolio and Shareclass Statistics
  - Active Premium
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  - Beta
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  - Capture & Market Percentage Ratio
  - Cost Calculations
  - Excess Returns
  - Jensen’s Alpha
  - Kurtosis
  - Market Correlation
  - Market Risk Measure (MRM)
  - Maximum Drawdown
  - Sharpe Ratio
  - Skewness
  - Sortino Ratio
  - Standard Deviation
  - Treynor Ratio
  - Value at Risk (VaR)
  - VaR Equivalent Volatility (VEV)
  - Video
- Portfolio Statistics Module
- Prospectus & Mandate Limits Compliance Module
- Risk Monitoring
  - Brochure
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- Rules Summaries and Troubleshooting
  - UCITS Legislation
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- Rules Writing
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- Underlying Funds Holdings Files
- US 13F Reporting
  - Brochure
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- US Form 13F Reporting Module
  - US Form 13F Reporting Module Video
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- Value at Risk (VaR)
  - Brochure
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- AIFMD Annex IV
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HSBC
Investment Compliance – June 2023
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Leverage
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Liquidity Calculations Traded Volume Basis Methodology
Liquidity v2
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Pieter Dual Disclosures
Pulse Dashboard
reports
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SFDR
Shareholder Disclosures Integration
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Shareholder Disclosures Integration v2
System Administration Guides
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- Portfolio Permission Groups
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- Data Mapping Configuration
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- Data Operations – Uploading Data Files
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- Manual Data Management
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- Rules Configuration
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Test
The European ESG Template (EET)
Training Academy
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- Introduction to AIFMD Annex IV Reporting
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Trevor Test
UCITS Eligible Assets – Decision Tree
UCITS Eligible Markets – Decision Tree
UK NURS Schemes
UK TCFD
Video
WP File download search

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13F Data Lists

US SEC Form 13F Data Lists

13F-List-Q4Y8

13F-List-Q3Y9

13F-List-Q3Y8

13F-List-Q2Y9

13F-List-Q1Y9

Quick Links

Switzerland Investment Rules
Switzerland CISA Overview
BVV Funds