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A: Funds-Axis Notes
B: Extract from SEC paper version of form
C: Question – Specific FAQs from SEC Form PF FAQs
See Question 22.5 above. (Posted July 19, 2012)
D: Extracts from XML spec
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- Annex IV Reporting Private Equity and Real Estate AIF
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- EU – Long Term Investment Funds
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- Example 2: The Relevance of Derivatives’ Unrealised Gain
- Example 3: The Relevance of Derivatives Unrealised Loss
- Example 4: Fund has borrowed cash to buy more equities
- Example 5: Total Return Swap example
- Example 6: Deleverage Example 1
- Example 7: Deleverage Example 2
- Example 8: Convertible Bonds
- Example 9: Future combined with Forward FX
- Recommendations For Change
- UCITS / NURS KIIDs
- Hong Kong Rules
- Ireland – Non-UCITS Rules
- Islamic Funds
- Liquidity (Global)
- Luxembourg Non-UCITS Rules
- Malta Rules
- Nigeria Pension Funds
- Open Protocol (OPERA) Reporting
- Position Limits (including MIFID II)
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- Group, Manager, Entity, Portfolio and Shareclass Static Data Templates
- Portfolio Holdings
- Portfolio Summaries and Returns
- Prices, Values and Dividends
- Reuters File Specification
- Security Data File Specification
- Transaction Costs
- Comparing Investment Limits: NURS vs. UCITS
- Counterparty Risk
- Counterparty Risk Monitoring Module
- CPO-PQR
- Custody Market Oversight
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- Daily Client Governance
- Data Quality Management
- Decision Trees
- IBP – 2.3 Is it equivalent to a UCITS / 393541808
- IBP – 3. Eligible Deposit / 823095231
- IBP – Additional criteria for closed end-funds / 968329355
- IBP – Approved Deposit Takers / 916506419
- IBP – Approved Money Market Instruments / 558037057
- IBP – Approved Transferable securities – practical / 176732280
- IBP – Closed end funds – subject to corporate governance mechanism / 323183939
- IBP – Derivatives on Financial Indices / 685437239
- IBP – Eligible Markets Assessment – PL / 522866454
- IBP – HighWire HelpDesk: Resolving breaches and understanding rules / 563395676
- IBP – Indices – Adequate diversification / 133638671
- IBP – Is it an eligible Derivative / 238854105
- IBP – OTC Derivative Counterparties / 939123244
- IBP – SFI / 510610755
- IBP – UCITS Asset Eligibility / 329477059
- IBP – UCITS Equivalent Assessment – PL / 681715816
- iBP 2.1 Eligible Collective Investment Schemes / 762159968
- IBP1 – Investment Compliance Q&A / 660796844
- Open Ended Funds / 650630217
- UCITS Eligible Assets – Transferable Securities / 640944159
- Depositary Cashflow Monitoring Module
- Derivatives Exposure
- Dual Disclosures
- Canada – Major Shareholdings
- Dual Disclosures Overview
- EU Short Selling
- EU Transparency Directive
- Identifying Canadian Issuer in scope for AMR / EWR Disclosures
- Identifying EU Transparency Directive Disclosure in Scope
- Identifying Schedule 13D / G Securities in Scope
- Identifying UK Major Shareholding Disclosure in Scope
- UK Short Selling
- United States – 13D & G
- EMT/EPT Framework
- ESG and Sanctions Monitoring
- EU MMF
- Factsheets
- Factsheets and KIIDs
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- Liquidity Risk
- Atlas e-Learning
- Calculations
- Inputs
- Liquidity Contractual Basis Methodology
- Liquidity Fixed Income Methodology
- Liquidity Fund of Funds Methodology
- Liquidity Market Data Requirements
- Liquidity Risk Brochure
- Liquidity Risk Video
- Liquidity RMP Consultancy Support
- Liquidity Troubleshooting
- LST – Stress Tests Overview
- Module Specifications
- Quick Q&A
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- Liquidity Risk Management & Monitoring Module
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- Market Risk Monitoring Module
- NAV Oversight
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- Non-UCITS Investment Compliance Module
- Portfolio and Shareclass Statistics
- Portfolio Statistics Module
- Prospectus & Mandate Limits Compliance Module
- Risk Monitoring
- Rules Summaries and Troubleshooting
- Rules Writing
- Sector Rules Compliance Module
- Sensitive Sector Rules Module
- Shareholder Disclosures
- Shareholder Disclosures Integration DB
- Standard Identifiers
- Takeover Disclosures Module
- UCITS Decision Trees
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- Step 1 – Preparation Tracker & Reporting Funds
- Step 2 – Static Data
- Step 3 – Generally Static Data
- Step 4 – Review of Security Data Set up
- Step 5 – Re uploading of Month End Holdings
- Step 6 – Data Enrichment
- Step 6a – Exchange Check
- Step 6b – Countries Check
- Step 6c – Liquidity Check
- Step 6d – Market Codes, Types and code types
- Brochure
- HighWire Release Notes
- HighWire Upcoming Events
- HighWire XML Utils
- HSBC
- Investment Compliance – June 2023
- Investment Compliance Monitoring Product Brochure
- Investment Compliance Monitoring Software
- Latest News (Global Disclosures News Articles)
- Leverage
- Liquidity Calculations Traded Volume Basis Methodology
- Liquidity v2
- Major Shareholding Thresholds
- Marlborough Group Holdings Limited
- Maximise HighWire Experience
- NAV Validation & Oversight Monitoring Software
- Northern Trust
- ONE group solutions
- Phoenix Asset Management Partners Limited
- Pieter Dual Disclosures
- Pulse Dashboard
- PwC
- Regulatory Tracker – Monthly Updates
- AIFMD Annex IV – Tracked Regulatory Changes
- ESG – Tracked Regulatory Changes
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