A: Funds-Axis Notes

For question 40 if you populate โ€˜trueโ€™ you are required to complete the rest od the question. However, if you populate โ€˜Falseโ€™ the rest of the fields will not be populated in the XML.

For question 41 if you populate โ€˜NONEโ€™ you cannot populate anything in the โ€˜otherโ€™ column. If you populate the risk measure as โ€˜Otherโ€™ you must report it in the other column.

B: Extract from SEC paper version of form
C: Question โ€“ Specific FAQs from SEC Form PF FAQs

None.

D: Extracts from XML spec