None.
A: Funds-Axis Notes
B: Extract from SEC paper version of form
C: Question – Specific FAQs from SEC Form PF FAQs
See Question 50 above. (Updated January 18, 2017)
D: Extracts from XML spec
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- Group, Manager, Entity, Portfolio and Shareclass Static Data Templates
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- Comparing Investment Limits: NURS vs. UCITS
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- IBP – 2.3 Is it equivalent to a UCITS / 393541808
- IBP – 3. Eligible Deposit / 823095231
- IBP – Additional criteria for closed end-funds / 968329355
- IBP – Approved Deposit Takers / 916506419
- IBP – Approved Money Market Instruments / 558037057
- IBP – Approved Transferable securities – practical / 176732280
- IBP – Closed end funds – subject to corporate governance mechanism / 323183939
- IBP – Derivatives on Financial Indices / 685437239
- IBP – Eligible Markets Assessment – PL / 522866454
- IBP – Galaxy HelpDesk: Resolving breaches and understanding rules / 563395676
- IBP – Indices – Adequate diversification / 133638671
- IBP – Is it an eligible Derivative / 238854105
- IBP – OTC Derivative Counterparties / 939123244
- IBP – SFI / 510610755
- IBP – UCITS Asset Eligibility / 329477059
- IBP – UCITS Equivalent Assessment – PL / 681715816
- iBP 2.1 Eligible Collective Investment Schemes / 762159968
- IBP1 – Investment Compliance Q&A / 660796844
- Open Ended Funds / 650630217
- UCITS Eligible Assets – Transferable Securities / 640944159
- Depositary Cashflow Monitoring Module
- Derivatives Exposure
- Dual Disclosures
- Canada – Major Shareholdings
- Dual Disclosures Overview
- EU Short Selling
- EU Transparency Directive
- Identifying Canadian Issuer in scope for AMR / EWR Disclosures
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