Regulatory Round-up: May 2022
Welcome to the Funds-Axis Regulatory Round Up! The past month has brought a number of important developments on topics including ESG, UCITS, AIFMD II and Money Market Funds. The month…
Regulatory Round-up: March 2022
The past month brought several important developments, including: the FCA confirming the PRIIPs regulation, the FCA’s reminder to firms regarding exposure to cryptoassets, a new major shareholding reporting process in Luxembourg; and FinDatEx publishing EET V1 and updated EMT V4.
Regulatory Round-up: February 2022
Welcome to the Funds-Axis Regulatory Round Up! The past month brought a number of important developments on topics impacting ESG, the Money Market Funds Regulation, liquidity, UCITS eligible market due…
Regulatory Round-up: January 2022
January started off the new year with several important regulatory developments in the investment funds and asset management industry. The most notable developments include: The proposed amendments to Form PF…
Regulatory Round-up: October 2021
Welcome to the Funds-Axis Regulatory Round Up! This month’s regulatory round-up includes updates from: The FSB on Money Market Fund reform proposals The Central Bank of Ireland with amendments to…
Regulatory Round-up: August 2021
In this month’s round-up, of particular interest, nearly two years after its publication, the EU’s new regulatory framework facilitating the cross-border distribution of collective investment schemes applied from 2nd August. With this we saw several regulators announce the transposition of the new rules.
Regulatory Round-up: July 2021
Welcome to the Funds-Axis Regulatory Round Up! In this month’s round-up, of particular interest, nearly two years after the implementation of the Assessment of Value requirements, the FCA have finally…
Regulatory Round-up: June 2021
The past month brought several important regulatory developments, particularly on regulatory supervisory feedback, with the FCA unimpressed with UK AFMs governance and operations processes, Belgium’s FSMA expecting vast improvements to PRIIPs KIDs and New Zealand’s FMA less than impressed with MIS Managers liquidity risk management.
Regulatory Round-up: May 2021
Welcome to the Funds-Axis Regulation Round Up! The past month brought a number of important regulatory developments, most significantly on funds’ marketing communications and the extension of the PRIIPs exemption…
Regulatory Round-up: April 2021
Welcome to the Funds-Axis Regulation Round Up! Our monthly update highlights the latest developments impacting the investment compliance industry. The past month brought developments on a range of topics, including:…