Welcome to the Funds-Axis Regulatory Round Up! The past month has brought a number of important developments on topics including ESG, UCITS, AIFMD II and Money Market Funds. The month also saw: The Central Bank of Ireland approve the process for UCITS side-pocketing arrangements, The ESAs publish recommended changes to make the PRIIPS Key Information…
The past month brought several important developments, including: the FCA confirming the PRIIPs regulation, the FCA’s reminder to firms regarding exposure to cryptoassets, a new major shareholding reporting process in Luxembourg; and FinDatEx publishing EET V1 and updated EMT V4.
Welcome to the Funds-Axis Regulatory Round Up! The past month brought a number of important developments on topics impacting ESG, the Money Market Funds Regulation, liquidity, UCITS eligible market due diligence, short selling and major shareholdings disclosures. This month’s regulatory round-up includes updates from: ESMA on proposed reforms to Money Market Funds; The SEC with…
January started off the new year with several important regulatory developments in the investment funds and asset management industry. The most notable developments include: The proposed amendments to Form PF ESMA launching a Common Supervisory Action on the valuation of UCITS and AIFs across the EU The EU lowering of the reporting threshold for net…
Welcome to the Funds-Axis Regulatory Round Up! This month’s regulatory round-up includes updates from: The FSB on Money Market Fund reform proposals The Central Bank of Ireland with amendments to the UCITS and AIFMD FAQs ASIC with guidance on crypto-asset related investment products The FCA with new rules on the Long-Term Asset Fund (LTAF) regime…
In this month’s round-up, of particular interest, nearly two years after its publication, the EU’s new regulatory framework facilitating the cross-border distribution of collective investment schemes applied from 2nd August. With this we saw several regulators announce the transposition of the new rules.
Welcome to the Funds-Axis Regulatory Round Up! In this month’s round-up, of particular interest, nearly two years after the implementation of the Assessment of Value requirements, the FCA have finally provided feedback following a review of 18 firms conducted between July 2020 and May 2021. Elsewhere, liquidity continues to remain in the headlines, the FCA…
The past month brought several important regulatory developments, particularly on regulatory supervisory feedback, with the FCA unimpressed with UK AFMs governance and operations processes, Belgium’s FSMA expecting vast improvements to PRIIPs KIDs and New Zealand’s FMA less than impressed with MIS Managers liquidity risk management.
Welcome to the Funds-Axis Regulation Round Up! The past month brought a number of important regulatory developments, most significantly on funds’ marketing communications and the extension of the PRIIPs exemption of UK UCITS funds. There were also notable update on topics such as AIFMD, UCITS, Liquidity and EU short selling reporting. Continue reading below to…
Welcome to the Funds-Axis Regulation Round Up! Our monthly update highlights the latest developments impacting the investment compliance industry. The past month brought developments on a range of topics, including: UCITS & AIFMD Fund Liquidity Major Shareholdings Short Selling PRIIPs KID Continue reading below to find out more about these and many other recent regulatory…