- This event has passed.
AIMA: AIMA Canada Regulatory Forum
Tuesday, 8th November, 2022 @ 3:00 pm - 4:00 pm
Please join us for the annual AIMA Canada’s Virtual Annual Regulatory Forum, where we will discuss a number of current topics impacting compliance, registration and investment funds, alongside our members’ top questions for the regulators.
Topics include:
- KYC & Suitability Cyber-security & privacy considerations
- ESG fund disclosure & Canadian alignment to global sustainable finance “standards”
- CFR sweep & managing conflicts
- OSC Annual report highlights
- Exemptive relief highlights
- Digital Asset regulation
- Upcoming regulatory priorities