AIMA Regulatory Deep Dive Programme – EU

This session will cover:

Ireland

• CP86 review
• CP138
• CP140

Luxembourg

• Proposed changes to the Luxembourg fund legislation: cross-border fund distribution and accounting standards for partnerships
• AML functions: RR and RC: differences based on the fund types

France

• Article 29 of the Energy-Climate Act (loi Energie-Climat)

Germany

• Fund Domicile Act (Fondsstandortgesetz)
• Implementation of the financial institutions directive
• Supply chain act (ESG)
• BaFin reform – Financial Market Integrity Strengthening Act
• eWPG/KAGB: Federal government publishes draft law
• EU Digitisation Directive/DiRUG/KAGB

AIMA Regulatory Deep Dive Programme

The session will be of interest to non domestic manager members who would be interested in that country/region because they:

• Manage or sub-manage funds established in that country/region;
• Market funds or portfolio management services in that country/region; or
• Invest in issuers established in that country/region or traded in that country/region.

AIMA are hosting a programme of country/region-specific regulatory review sessions that cover the changes in the relevant country/region’s regulation and enforcement in the trailing six months and any pending or future country/region-specific developments that are anticipated in the next six months.

Each session will cover topics with respect to the country/region providing requirements, guidance, enforcement that affects solely asset managers that are established there.