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ALFI European Risk Management Conference
Monday, 26th October, 2020
Join the 250+ risk management professionals from across Europe and learn about risk management know-how, experience and best-in-class approaches!
011 322 44 568500 Beverly Boulevard Los Angeles, CA 90048
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- Annex IV Reporting Private Equity and Real Estate AIF
- ESMA Opinion – Master AIF Reporting
- UK implementation of AIFMD
- EU – Long Term Investment Funds
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- CRM Calculation Step 1
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- Example 1: Derivative Supported by Cash and Risk-Free Assets
- Example 2: The Relevance of Derivatives’ Unrealised Gain
- Example 3: The Relevance of Derivatives Unrealised Loss
- Example 4: Fund has borrowed cash to buy more equities
- Example 5: Total Return Swap example
- Example 6: Deleverage Example 1
- Example 7: Deleverage Example 2
- Example 8: Convertible Bonds
- Example 9: Future combined with Forward FX
- Recommendations For Change
- UCITS / NURS KIIDs
- Hong Kong Rules
- Ireland – Non-UCITS Rules
- Islamic Funds
- Liquidity (Global)
- Luxembourg Non-UCITS Rules
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- Nigeria Pension Funds
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- Position Limits (including MIFID II)
- Singapore Funds
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- Generic (Lux): 2. CFM – Cash Reconciliation
- Generic (Lux): 3. CFM – Significant and Inconsistent Transactions
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- Introduction to Funds-Axis
- Introduction to Funds-Axis Video
- Investment Compliance Overview
- Oaktree (IE) – 11. Stock Reconciling Items
- Oaktree (IE) – 2. CFM – Cash Reconciling items
- Oaktree (IE) – 4. CID Due Diligence
- Oaktree (IE): 3. CFM – Significant and Inconsistent Transactions
- Opal Module
- Other Assets Register – Shoulder
- Other Assets Register – Unicorn
- Parsnip (UK) – 2. CFM – Cash Reconciling Items
- Quick Overview – Portfolio Set-up & Galaxy High-level Overview
- Safekeeping of Assets – Wardrobe
- Shoulder (UK): 3. CFM – Significant and Inconsistent Transactions
- Wardrobe HF (Lux) Prime broker Rehypothecation
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- Reuters File Specification
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- Daily Client Governance
- Data Quality Management
- Decision Trees
- IBP – 2.3 Is it equivalent to a UCITS / 393541808
- IBP – 3. Eligible Deposit / 823095231
- IBP – Additional criteria for closed end-funds / 968329355
- IBP – Approved Deposit Takers / 916506419
- IBP – Approved Money Market Instruments / 558037057
- IBP – Approved Transferable securities – practical / 176732280
- IBP – Closed end funds – subject to corporate governance mechanism / 323183939
- IBP – Derivatives on Financial Indices / 685437239
- IBP – Eligible Markets Assessment – PL / 522866454
- IBP – Galaxy HelpDesk: Resolving breaches and understanding rules / 563395676
- IBP – Indices – Adequate diversification / 133638671
- IBP – Is it an eligible Derivative / 238854105
- IBP – OTC Derivative Counterparties / 939123244
- IBP – SFI / 510610755
- IBP – UCITS Asset Eligibility / 329477059
- IBP – UCITS Equivalent Assessment – PL / 681715816
- iBP 2.1 Eligible Collective Investment Schemes / 762159968
- IBP1 – Investment Compliance Q&A / 660796844
- Open Ended Funds / 650630217
- UCITS Eligible Assets – Transferable Securities / 640944159
- Depositary Cashflow Monitoring Module
- Derivatives Exposure
- Dual Disclosures
- Canada – Major Shareholdings
- Dual Disclosures Overview
- EU Short Selling
- EU Transparency Directive
- Identifying Canadian Issuer in scope for AMR / EWR Disclosures
- Identifying EU Transparency Directive Disclosure in Scope
- Identifying Schedule 13D / G Securities in Scope
- Identifying UK Major Shareholding Disclosure in Scope
- UK Short Selling
- United States – 13D & G
- EMT/EPT Framework
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- File Requirements and Formats COPY
- Foreign Investment Rules Module
- Form PF
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- Galaxy Counterparty Risk Module
- Galaxy Data Dictionary
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- Galaxy e-Learning Hub
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- AIFMD Annex IV ESMA Opinion and Jurisdictional Differences
- AIFMD Annex IV Reporting Secured Borrowing
- AIFMD Data Taxonomies
- AIFMD Reporting Codes – Decision Tree
- AIFMD Small and Registered AIFM
- Annex IV Reporting Private Equity and Real Estate AIF
- ESMA Opinion – Master AIF Reporting
- UK implementation of AIFMD
- EU – Long Term Investment Funds
- PRIIPs KID
- Category II PRIIPs – What MRM calculations are required?
- CRM Calculation Step 1
- CRM Calculation Steps 2, 3 and 4
- PRIIPs – The EPT
- PRIIPs Costs and Charges
- PRIIPs KID Template
- PRIIPs KID Template Overview
- PRIIPs KID vs UCITS KIIDs
- PRIIPs MRM Market Calculation
- PRIIPs Performance Scenarios
- PRIIPs Risk Disclosures
- PRIIPS Risk Overview (SRI, MRM and CRM)
- The 4 PRIIPs Categories
- The VEV Calculation – More Detail
- EU – SFTR
- EU – Solvency II
- EU – UCITS and AIFMD Exposure Concepts
- Commitment Exposure – The Difference between UCITS and AIFMD
- Example 1: Derivative Supported by Cash and Risk-Free Assets
- Example 2: The Relevance of Derivatives’ Unrealised Gain
- Example 3: The Relevance of Derivatives Unrealised Loss
- Example 4: Fund has borrowed cash to buy more equities
- Example 5: Total Return Swap example
- Example 6: Deleverage Example 1
- Example 7: Deleverage Example 2
- Example 8: Convertible Bonds
- Example 9: Future combined with Forward FX
- Recommendations For Change
- UCITS / NURS KIIDs
- Hong Kong Rules
- Ireland – Non-UCITS Rules
- Islamic Funds
- Liquidity (Global)
- Luxembourg Non-UCITS Rules
- Malta Rules
- Nigeria Pension Funds
- Open Protocol (OPERA) Reporting
- Position Limits (including MIFID II)
- Singapore Funds
- Switzerland Investment Rules
- UK – FCA Derivative Use Reporting
- UK – Non-UCITS Funds
- UK – NURS Rules
- US – 13F Reporting
- US – 13H Reporting
- US – 1940 Act Investment Rules
- US – Form CPO-PQR
- US – Form N-PORT
- US – Form PF Reporting
- FORM PF Questions Summary
- FORM PF Question 1
- FORM PF Question 10
- FORM PF Question 11
- FORM PF Question 12
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- FORM PF Question 14
- FORM PF Question 15
- FORM PF Question 16
- FORM PF Question 17
- FORM PF Question 18
- FORM PF Question 19
- FORM PF Question 2
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- FORM PF Question 29
- FORM PF Question 3
- FORM PF Question 30
- FORM PF Question 31
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- FORM PF Question 36
- FORM PF Question 37
- FORM PF Question 38
- FORM PF Question 39
- FORM PF Question 4
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- FORM PF Question 46
- FORM PF Question 47
- FORM PF Question 48
- FORM PF Question 49
- FORM PF Question 5
- FORM PF Question 50
- FORM PF Question 51
- FORM PF Question 52
- FORM PF Question 53
- FORM PF Question 54
- FORM PF Question 55
- FORM PF Question 56
- FORM PF Question 57
- FORM PF Question 58
- FORM PF Question 59
- FORM PF Question 6
- FORM PF Question 60
- FORM PF Question 61
- FORM PF Question 62
- FORM PF Question 63
- FORM PF Question 64
- FORM PF Question 65
- FORM PF Question 66
- FORM PF Question 67
- FORM PF Question 68
- FORM PF Question 69
- FORM PF Question 7
- FORM PF Question 70
- FORM PF Question 71
- FORM PF Question 72
- FORM PF Question 73
- FORM PF Question 74
- FORM PF Question 75
- FORM PF Question 76
- FORM PF Question 77
- FORM PF Question 78
- FORM PF Question 79
- FORM PF Question 8
- FORM PF Question 9
- The Form PF Filing Process
- US Form PF Exposure Concepts
- FORM PF Questions Summary
- US – Money Market Funds
- US – SEC Liquidity Reporting
- ATLAS view
- Aviva
- Baillie Gifford & Co
- Business User Guides
- Canaccord Genuity Group Inc.
- Carne Group
- Channels
- ChatBots
- Client Specific Landing
- Comprehensive Solutions for Investor Fund Documentation
- Crytpo Wiki
- CSC Global (Intertrust)
- Demo Landing Page
- Demo News
- Disclosures FAQs
- Environmental, social, and corporate governance (ESG)
- ESG Related Fund Names
- Evelyn Wealth Landing Page
- Events
- Fund Regulation
- Fund Regulation News
- Funds-Axis Depositary Operating Framework
- Cockpit 360
- Collateral Oversight – Collateral Payment Instructions
- Enterprise Data Management (EDM) – Automated Tracking of Data Receipts
- Enterprise Data Management (EDM) – Books & Records Upload
- Enterprise Data Management (EDM) – Extracting Data from PDFs
- Enterprise Data Management (EDM) – Funds-Axis’ Enterprise Data Management, File Transformation and ETL Capabilities
- FA Thoughts: Asset Lifecycle
- Galaxy – Architecture & Technology
- Galaxy Alternative Assets
- Galaxy Dynamix
- Galaxy GRC Capabilities for Asset Verification
- Galaxy NAV Oversight – General
- Galaxy Portfolio Master Overview
- Galaxy Reports – Books and Records
- Galaxy Sisense Reporting
- Galaxy Support – AI Assistant
- Galaxy Support – Help Desk
- Galaxy Support – Regulatory Support
- Generic (Lux): 2. CFM – Cash Reconciliation
- Generic (Lux): 3. CFM – Significant and Inconsistent Transactions
- IBP1 Prospectus Wardbrobe
- IBP3 Prospectus Unicorn (Lux)
- IBP4 Prospectus Oaktree (IE)
- IBP5 Prospectus Parsnip (UK)
- IBP6 Prospectus Shoulder (UK)
- Introduction to Funds-Axis
- Introduction to Funds-Axis Video
- Investment Compliance Overview
- Oaktree (IE) – 11. Stock Reconciling Items
- Oaktree (IE) – 2. CFM – Cash Reconciling items
- Oaktree (IE) – 4. CID Due Diligence
- Oaktree (IE): 3. CFM – Significant and Inconsistent Transactions
- Opal Module
- Other Assets Register – Shoulder
- Other Assets Register – Unicorn
- Parsnip (UK) – 2. CFM – Cash Reconciling Items
- Quick Overview – Portfolio Set-up & Galaxy High-level Overview
- Safekeeping of Assets – Wardrobe
- Shoulder (UK): 3. CFM – Significant and Inconsistent Transactions
- Wardrobe HF (Lux) Prime broker Rehypothecation
- Your Data in Galaxy – Custody Assets vs. Other Non-Financial Assets
- Your Data in Galaxy – Exposure Overview
- Your Data in Galaxy – Liquidity Overview
- Your Data in Galaxy – Real Estate Funds
- Funds-Axis Technology
- FundWare – Basic Training
- Galaxy Atlas Version 3
- Galaxy Data Uploads
- Galaxy Help & Resources
- Galaxy Landing v2
- Galaxy Module Hub
- AIFMD Annex IV File Formats and Requirements
- AIFMD Annex IV Reporting Module
- Alternative Assets Wiki
- Assessment of Value
- Assessment of Value Module
- ATLAS Funds Training
- ATLAS Funds Training Information Portal
- ATLAS Funds Training Information Portal Video
- Atlas Video
- Cashflow Monitoring
- Cashflow Monitoring Data Files
- Client Data
- Administrators – File Requirements & Mappings
- Costs and Charges
- Data – Client Data Flows
- Data – Users and Roles
- Data Connections
- File Requirements and Formats
- FundWare – Client – NAV – File – Specifications
- Group, Manager, Entity, Portfolio and Shareclass Static Data Templates
- Portfolio Holdings
- Portfolio Summaries and Returns
- Prices, Values and Dividends
- Reuters File Specification
- Security Data File Specification
- Transaction Costs
- Comparing Investment Limits: NURS vs. UCITS
- Counterparty Risk
- Counterparty Risk Monitoring Module
- CPO-PQR
- Custody Market Oversight
- Custody Market Oversight Module
- Daily Client Governance
- Data Quality Management
- Decision Trees
- IBP – 2.3 Is it equivalent to a UCITS / 393541808
- IBP – 3. Eligible Deposit / 823095231
- IBP – Additional criteria for closed end-funds / 968329355
- IBP – Approved Deposit Takers / 916506419
- IBP – Approved Money Market Instruments / 558037057
- IBP – Approved Transferable securities – practical / 176732280
- IBP – Closed end funds – subject to corporate governance mechanism / 323183939
- IBP – Derivatives on Financial Indices / 685437239
- IBP – Eligible Markets Assessment – PL / 522866454
- IBP – Galaxy HelpDesk: Resolving breaches and understanding rules / 563395676
- IBP – Indices – Adequate diversification / 133638671
- IBP – Is it an eligible Derivative / 238854105
- IBP – OTC Derivative Counterparties / 939123244
- IBP – SFI / 510610755
- IBP – UCITS Asset Eligibility / 329477059
- IBP – UCITS Equivalent Assessment – PL / 681715816
- iBP 2.1 Eligible Collective Investment Schemes / 762159968
- IBP1 – Investment Compliance Q&A / 660796844
- Open Ended Funds / 650630217
- UCITS Eligible Assets – Transferable Securities / 640944159
- Depositary Cashflow Monitoring Module
- Derivatives Exposure
- Dual Disclosures
- Canada – Major Shareholdings
- Dual Disclosures Overview
- EU Short Selling
- EU Transparency Directive
- Identifying Canadian Issuer in scope for AMR / EWR Disclosures
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