New Rule 18f-4: Registered Funds’ and BDCs’ Use of Derivatives, Part 2 The SEC recently adopted Rule 18f-4, which provides a new regulatory framework under Section 18 of the Investment Company Act of 1940 for addressing leverage and other risks related to registered funds’ and BDCs’ use of derivatives and certain other transactions that may…
New Rule 18f-4: Registered Funds’ and BDCs’ Use of Derivatives, Part 1 The SEC recently adopted Rule 18f-4, which provides a new regulatory framework under Section 18 of the Investment Company Act of 1940 for addressing leverage and other risks related to registered funds’ and BDCs’ use of derivatives and certain other transactions that may…
Join Dechert and Société Générale for a webinar on new SEC Rule 18f-4, which will provide the regulatory framework for the use of derivatives, short sales, reverse repurchase agreements and other transactions creating leverage by registered investment companies, including mutual funds, ETFs and closed-end funds, as well as BDCs. Some of the major topics that…