Below is the recommended list of steps for completing an Annex IV filing:
| Step | Description | Link |
|---|---|---|
| 1 | Receive the preparation tracker and send the list of reporting funds to Funds-Axis |  |
| 2 | Static Data | |
| 3 | Review of Generally Static Data | |
| 4 | Review of Security data set-up | |
| 5 | Re-uploading of month end holdings (if a BAU client) | |
| 6 | Data Enrichment | |
| 6 a | Exchanges check | |
| 6 b | Countries check | |
| 6 c | Liquidity check | |
| 6 d | Market codes, types and code-types check | |
| 6 e | Sub asset types check | |
| 7 | Trades | |
| 8 | Variable Data | |
| 9 | Final Tick-back | |