Investigating Breaches – Highwire Extensions

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  - Example 1: Derivative Supported by Cash and Risk-Free Assets
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  - Example 3: The Relevance of Derivatives Unrealised Loss
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  - Group, Manager, Entity, Portfolio and Shareclass Static Data Templates
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  - Reuters File Specification
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  - Transaction Costs
- Comparing Investment Limits: NURS vs. UCITS
- Counterparty Risk
- Counterparty Risk Monitoring Module
- CPO-PQR
- Custody Market Oversight
  - Brochure
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- Daily Client Governance
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- Decision Trees
  - IBP – 2.2 Darren Open Ended Funds / 650630217
  - IBP – 2.3 Is it equivalent to a UCITS / 393541808
  - IBP – 3. Eligible Deposit / 823095231
  - IBP – Additional criteria for closed end-funds / 968329355
  - IBP – Approved Deposit Takers / 916506419
  - IBP – Approved Money Market Instruments / 558037057
  - IBP – Approved Transferable securities – practical / 176732280
  - IBP – Closed end funds – subject to corporate governance mechanism / 323183939
  - IBP – Darren eligible TS / 640944159
  - IBP – Derivatives on Financial Indices / 685437239
  - IBP – Eligible Markets Assessment – PL / 522866454
  - IBP – HighWire HelpDesk: Resolving breaches and understanding rules / 563395676
  - IBP – Indices – Adequate diversification / 133638671
  - IBP – Is it an eligible Derivative / 238854105
  - IBP – OTC Derivative Counterparties / 939123244
  - IBP – SFI / 510610755
  - IBP – UCITS Asset Eligibility / 329477059
  - IBP – UCITS Equivalent Assessment – PL / 681715816
  - iBP 2.1 Eligible Collective Investment Schemes / 762159968
  - IBP1 – Investment Compliance Q&A / 660796844
- Depositary Cashflow Monitoring Module
- Derivatives Exposure
  - Derivative Concepts Summary
  - Security Identifiers
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- Dual Disclosures
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  - Dual Disclosures Overview
  - EU Short Selling
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- EMT/EPT Framework
- ESG and Sanctions Monitoring
  - Cannabis Stocks
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    - Pornography and adult Entertainment
- EU MMF
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  - Brochure
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- FCA Derivative Use
  - FCA Derivative Use – Data Taxonomy
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  - FCA Derivative Use – How to File on Gabriel
  - FCA Derivative Use Brochure
  - FCA Derivative Use Error Messages
  - FCA Derivative Use Video
- FCA Derivative Use Reporting Module
- File Requirements and Formats COPY
- Foreign Investment Rules Module
- Form PF
  - Data Requirements Docs
  - US Form PF Reporting Brochure
  - US Form PF Reporting Video
- FundWare – Client – General – File – Specifications
- FundWare – Client – Shareholder Disclosures simplified – File – Specifications
- Global Disclosures
  - Brochure
- Global Disclosures Information Portal Video
- Global Exchanges
  - Brochure
  - Video
- Global Exchanges Information Portal
- Global Exchanges Video
- Highwire Counterparty Risk Module
- HighWire Data Dictionary
- HighWire Data Mapping Framework
- HighWire e-Learning Hub
- HighWire Home v3
- Industry Sectors Monitoring
- Investment Compliance
  - Brochure
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  - Investigating Breaches
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  - Quick Q&A
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    - Module Overview / Training
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  - UCITS
- Investment Compliance Wiki
- Investment Compliance, Risk, Shareholder Disclosures
- Investor Communications Regulation
  - Branding Templates
  - DCPT (Defined Contribution Pension Template)
  - EMT (European MiFID Template)
  - FVPT (Fair Value Pricing Template)
  - INVESTOR COMMS – Data Mappings
    - Dissemination Template
    - Registration & Distribution Template
  - The European ESG Template (EET)
  - VaR Templates
- Leverage Requirements Monitoring Module
- Liquidity Risk
  - Atlas e-Learning
  - Calculations
  - Inputs
  - Liquidity Contractual Basis Methodology
  - Liquidity Fixed Income Methodology
  - Liquidity Fund of Funds Methodology
  - Liquidity Market Data Requirements
    - Liquidity Onboarding Checklist
  - Liquidity Risk Brochure
  - Liquidity Risk Video
  - Liquidity RMP Consultancy Support
  - Liquidity Troubleshooting
  - LST – Stress Tests Overview
  - Module Specifications
    - Liquidity Defaults – Contractual Basis Assets
  - Quick Q&A
  - Regulatory News & Blogs
- Liquidity Risk Management & Monitoring Module
- Major Shareholdings Module
- Market Risk Monitoring Module
- NAV Oversight
  - Brochure
  - Data Requirements
  - NAV Oversight Video
- NAV Oversight and Validation Module
- Non-UCITS Investment Compliance Module
- Portfolio and Shareclass Statistics
  - Active Premium
  - Alpha
  - Beta
  - Brochure
  - Capture & Market Percentage Ratio
  - Cost Calculations
  - Excess Returns
  - Jensen’s Alpha
  - Kurtosis
  - Market Correlation
  - Market Risk Measure (MRM)
  - Maximum Drawdown
  - Sharpe Ratio
  - Skewness
  - Sortino Ratio
  - Standard Deviation
  - Treynor Ratio
  - Value at Risk (VaR)
  - VaR Equivalent Volatility (VEV)
  - Video
- Portfolio Statistics Module
- Prospectus & Mandate Limits Compliance Module
- Risk Monitoring
  - Brochure
  - Risk Module Video
- Rules Summaries and Troubleshooting
  - UCITS Legislation
    - UCITS Rules References
    - UCITS Rules Summary
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    - UK NURS Rules References
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- Rules Writing
  - Complex Rules
  - Groupings of Assets
  - Investment Rules – Other Common Restrictions
  - Pre-coded Regulatory Rules and Prospectus Rules
  - Prospectus Rules Investment Rules
  - Rules writing – prospectus review
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- Sector Rules Compliance Module
- Sensitive Sector Rules Module
- Shareholder Disclosures
  - Brochure
  - Client Daily Processes
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  - Data Terminology
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  - Shareholder Disclosures Video
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  - Foreign Investment Rules
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- Standard Identifiers
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    - UCITS Eligible Assets Decision Trees
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  - UCITS Eligible Markets
    - UCITS Eligible Markets Decision Tree
  - UCITS EPM Rules
  - UCITS Guidance and Legislation
  - UCITS Investment Rules
  - UCITS Legislation & Overview
- UCITS Investment Compliance Module
- UCITS KIID
  - UCITS KIID – User Guides and Data Requirements
- UCITS Rules Not Applicable to NURS: A Comparative Overview
- UCITS Value at Risk Module
- Underlying Funds Holdings Files
- US 13F Reporting
  - Brochure
  - Video
- US 1940 Act
  - US 1940 Act Investment Compliance Module Video
- US 1940 Act Investment Compliance Module
- US Form 13F Reporting Module
  - US Form 13F Reporting Module Video
- US Form PF Reporting Module
- Value at Risk (VaR)
  - Brochure
  - Value at Risk (VaR) Video
  - VaR Backtesting
  - VaR Regulatory Provisions
  - VaR Time Conversions
- AIFMD Annex IV
  - AIFMD Annex IV Data Requirements
  - AIFMD Annex IV Reporting Module Video
  - AIFMD System Troubshooting
  - Annex IV Operations
  - Brochure
HighWire Release Notes
HighWire Upcoming Events
HighWire XML Utils
HSBC
Investment Compliance – June 2023
Latest News (Global Disclosures News Articles)
Leverage
- AIFMD AUM Calculations
- Calculations Examples
- Commitment Method Exposure – Funds-Axis Recommendations for Change
- Regulations
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Liquidity Calculations Traded Volume Basis Methodology
Liquidity v2
Major Shareholding Thresholds
Pieter Dual Disclosures
Pulse Dashboard
reports
Restricted Access
Sandbox & Test Portfolios
SFDR
Shareholder Disclosures Integration
- Briefing Papers
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- Global Takeovers Module
- Issuer Reporting Module
- Knowledge Centre
- Notification Portals – Quick Links
- Rule Pop ups
- Sensitive Sectors Module
- Thresholds Overview Module
Shareholder Disclosures Integration v2
System Administration Guides
- User Set-up
  - Brochure
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- Overview of Roles
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- Editing a Role
  - Brochure
  - Video
- Setting-up Managers and Portfolios
  - Brochure
  - Video
- Portfolio Permission Groups
  - Brochure
  - Video
- Data Batches and Rule Batches
  - Brochure
  - Video
- Data Mapping Configuration
  - Brochure
  - Video
- Data Operations – Uploading Data Files
  - Brochure
  - Video
- Manual Data Management
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  - Video
- Rules Configuration
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- Rules Processing
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- User Defined Selections
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- Sisense Report Management
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Test
The European ESG Template (EET)
Training Academy
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- Counterparty Exposure
- Derivatives e-Learning Hub
- Introduction to AIFMD Annex IV Reporting
- Introduction to Derivatives
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- Leverage (Commitment / Gross)
- Liquidity Risk Management
- Shareholder Disclosures
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Trevor Test
UCITS Eligible Assets – Decision Tree
UCITS Eligible Markets – Decision Tree
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UK TCFD
Video
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Investigating Breaches

Below is our training prentation on Breach Investigation and Resolution: