Below is a summary of some of the key potential issues with the liquidity module and how these should be resolved.
Liquidity Troubleshooting
| Trouble | How to resolve |
|---|---|
| Scheme asset class is wrong | Raise a request to product management to change in the Scheme Master. |
| RCA. Liquidity Asset Group is not populated | Raise a request to product management to review the RCA. Liquidity Asset Group. |
| Equities etc. invested into | |
| The data appearing for equities looks incorrect | The key data element used is the traded volume market. Check that this is correct. |
| Equities are appearing the LiquidityAssetGroup for Fixed Income | This should only be happening for preference shares and also for equities which are unlisted and for which there is no market trading volume. |
| Fixed Income invested into | |
| The data appearing for fixed income looks incorrect. | The key data elements used are issued share capital and yield. Check that these ate populated and are correct. |
| Funds invested into | |
| Funds invested are not appearing in the correct bucket on a normal basis. | As a first step, ensure the redemption frequency is properly populated. If not, raise a request to Product Management to update in security master. |
| Funds invested are not appearing in the correct bucket on a stressed basis. | As a first step, ensure the redemption frequency is properly populated. If not, raise a request to Product Management to update in security master. |
| Contractual Assets | |
| Contractual assets such as cash, deposits, loans, structured products are not appearing in the correct liquidity bucket on a normal or stressed basis. | For the default settings, click here. If these are not being properly reflected, or to override the defaults, contact Product Management to amend in security master fields:
|
| Investor redemptions | |
| Top Investors are not appearing and | These upload via excel, using the same data mapping as for AIFMD. See AIFMD scheme flags mapping - % owned by top 5 investors. |
| Subscriptions and redemptions are not populating. | These upload via excel, using the same data mapping as for AIFMD. See AIFMD scheme flags mapping - % owned by top 5 investors, subscripts and redemptions. |
| Client's funds liquidity risk assessment | |
| The data appearing in the client’s funds liquidity risk assessment is incomplete / inaccurate | Contact Product Management to correct in the Scheme Master. This should be updated in the scheme master. It will then flow through. |