Sensitive Sector Rules Module – Highwire Extensions

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Highwire Extensions

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  - Commitment Exposure – The Difference between UCITS and AIFMD
  - Example 1: Derivative Supported by Cash and Risk-Free Assets
  - Example 2: The Relevance of Derivatives’ Unrealised Gain
  - Example 3: The Relevance of Derivatives Unrealised Loss
  - Example 4: Fund has borrowed cash to buy more equities
  - Example 5: Total Return Swap example
  - Example 6: Deleverage Example 1
  - Example 7: Deleverage Example 2
  - Example 8: Convertible Bonds
  - Example 9: Future combined with Forward FX
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  - Group, Manager, Entity, Portfolio and Shareclass Static Data Templates
  - Portfolio Holdings
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  - Prices, Values and Dividends
  - Reuters File Specification
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  - Transaction Costs
- Comparing Investment Limits: NURS vs. UCITS
- Counterparty Risk
- Counterparty Risk Monitoring Module
- CPO-PQR
- Custody Market Oversight
  - Brochure
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- Daily Client Governance
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- Decision Trees
  - IBP – 2.2 Darren Open Ended Funds / 650630217
  - IBP – 2.3 Is it equivalent to a UCITS / 393541808
  - IBP – 3. Eligible Deposit / 823095231
  - IBP – Additional criteria for closed end-funds / 968329355
  - IBP – Approved Deposit Takers / 916506419
  - IBP – Approved Money Market Instruments / 558037057
  - IBP – Approved Transferable securities – practical / 176732280
  - IBP – Closed end funds – subject to corporate governance mechanism / 323183939
  - IBP – Darren eligible TS / 640944159
  - IBP – Derivatives on Financial Indices / 685437239
  - IBP – Eligible Markets Assessment – PL / 522866454
  - IBP – HighWire HelpDesk: Resolving breaches and understanding rules / 563395676
  - IBP – Indices – Adequate diversification / 133638671
  - IBP – Is it an eligible Derivative / 238854105
  - IBP – OTC Derivative Counterparties / 939123244
  - IBP – SFI / 510610755
  - IBP – UCITS Asset Eligibility / 329477059
  - IBP – UCITS Equivalent Assessment – PL / 681715816
  - iBP 2.1 Eligible Collective Investment Schemes / 762159968
  - IBP1 – Investment Compliance Q&A / 660796844
- Depositary Cashflow Monitoring Module
- Derivatives Exposure
  - Derivative Concepts Summary
  - Security Identifiers
  - Standard Set-up ETD
- Dual Disclosures
  - Canada – Major Shareholdings
  - Dual Disclosures Overview
  - EU Short Selling
  - EU Transparency Directive
  - Identifying Canadian Issuer in scope for AMR / EWR Disclosures
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  - Identifying Schedule 13D / G Securities in Scope
  - Identifying UK Major Shareholding Disclosure in Scope
  - UK Short Selling
  - United States – 13D & G
- EMT/EPT Framework
- ESG and Sanctions Monitoring
  - Cannabis Stocks
  - Cluster Munitions
  - Country of Risk
  - Cryptocurrency Stocks
  - International Sanctions Lists
  - Russia
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    - Pornography and adult Entertainment
- EU MMF
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- FCA Derivative Use
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- File Requirements and Formats COPY
- Foreign Investment Rules Module
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- Global Disclosures
  - Brochure
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- Global Exchanges
  - Brochure
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- Highwire Counterparty Risk Module
- HighWire Data Dictionary
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- HighWire e-Learning Hub
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- Industry Sectors Monitoring
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  - Brochure
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  - INVESTOR COMMS – Data Mappings
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    - Liquidity Onboarding Checklist
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    - Liquidity Defaults – Contractual Basis Assets
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- Major Shareholdings Module
- Market Risk Monitoring Module
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  - Brochure
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- NAV Oversight and Validation Module
- Non-UCITS Investment Compliance Module
- Portfolio and Shareclass Statistics
  - Active Premium
  - Alpha
  - Beta
  - Brochure
  - Capture & Market Percentage Ratio
  - Cost Calculations
  - Excess Returns
  - Jensen’s Alpha
  - Kurtosis
  - Market Correlation
  - Market Risk Measure (MRM)
  - Maximum Drawdown
  - Sharpe Ratio
  - Skewness
  - Sortino Ratio
  - Standard Deviation
  - Treynor Ratio
  - Value at Risk (VaR)
  - VaR Equivalent Volatility (VEV)
  - Video
- Portfolio Statistics Module
- Prospectus & Mandate Limits Compliance Module
- Risk Monitoring
  - Brochure
  - Risk Module Video
- Rules Summaries and Troubleshooting
  - UCITS Legislation
    - UCITS Rules References
    - UCITS Rules Summary
  - UK NURS Legislation
    - UK NURS Rules References
    - UK NURS Rules Summary
- Rules Writing
  - Complex Rules
  - Groupings of Assets
  - Investment Rules – Other Common Restrictions
  - Pre-coded Regulatory Rules and Prospectus Rules
  - Prospectus Rules Investment Rules
  - Rules writing – prospectus review
  - Rules Writing Style Guide
- Sector Rules Compliance Module
- Sensitive Sector Rules Module
- Shareholder Disclosures
  - Brochure
  - Client Daily Processes
  - Data Requirements
  - Data Terminology
  - Rules Testing & Documentation
  - Shareholder Disclosures Video
- Shareholder Disclosures Integration DB
  - Foreign Investment Rules
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- Standard Identifiers
- Takeover Disclosures Module
- UCITS Decision Trees
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  - UCITS Eligible Assets
    - UCITS Eligible Assets Decision Trees
    - UCITS Eligible Assets Guide
  - UCITS Eligible Markets
    - UCITS Eligible Markets Decision Tree
  - UCITS EPM Rules
  - UCITS Guidance and Legislation
  - UCITS Investment Rules
  - UCITS Legislation & Overview
- UCITS Investment Compliance Module
- UCITS KIID
  - UCITS KIID – User Guides and Data Requirements
- UCITS Rules Not Applicable to NURS: A Comparative Overview
- UCITS Value at Risk Module
- Underlying Funds Holdings Files
- US 13F Reporting
  - Brochure
  - Video
- US 1940 Act
  - US 1940 Act Investment Compliance Module Video
- US 1940 Act Investment Compliance Module
- US Form 13F Reporting Module
  - US Form 13F Reporting Module Video
- US Form PF Reporting Module
- Value at Risk (VaR)
  - Brochure
  - Value at Risk (VaR) Video
  - VaR Backtesting
  - VaR Regulatory Provisions
  - VaR Time Conversions
- AIFMD Annex IV
  - AIFMD Annex IV Data Requirements
  - AIFMD Annex IV Reporting Module Video
  - AIFMD System Troubshooting
  - Annex IV Operations
  - Brochure
HighWire Release Notes
HighWire Upcoming Events
HighWire XML Utils
HSBC
Investment Compliance – June 2023
Latest News (Global Disclosures News Articles)
Leverage
- AIFMD AUM Calculations
- Calculations Examples
- Commitment Method Exposure – Funds-Axis Recommendations for Change
- Regulations
- UCITS Commitment vs. AIFMD Commitment – The key differences
Liquidity Calculations Traded Volume Basis Methodology
Liquidity v2
Major Shareholding Thresholds
Pieter Dual Disclosures
Pulse Dashboard
reports
Restricted Access
Sandbox & Test Portfolios
SFDR
Shareholder Disclosures Integration
- Briefing Papers
- Data
- Decision Trees
- Disclosures Module
- Global Takeovers Module
- Issuer Reporting Module
- Knowledge Centre
- Notification Portals – Quick Links
- Rule Pop ups
- Sensitive Sectors Module
- Thresholds Overview Module
Shareholder Disclosures Integration v2
System Administration Guides
- User Set-up
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- User Administration
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- Overview of Roles
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- Setting-up Managers and Portfolios
  - Brochure
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- Portfolio Permission Groups
  - Brochure
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- Data Batches and Rule Batches
  - Brochure
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- Data Mapping Configuration
  - Brochure
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- Data Operations – Uploading Data Files
  - Brochure
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- Manual Data Management
  - Brochure
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- Rules Configuration
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- Rules Processing
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Test
The European ESG Template (EET)
Training Academy
- AIFMD Training
- Counterparty Exposure
- Derivatives e-Learning Hub
- Introduction to AIFMD Annex IV Reporting
- Introduction to Derivatives
- Introduction to UCITS
- Leverage (Commitment / Gross)
- Liquidity Risk Management
- Shareholder Disclosures
- UCITS – Value-at-Risk
- UCITS & AIFMD Risk Management
- UCITS and VAR
- UCITS Derivatives Rules
- UCITS Eligible Assets
- UCITS Investment Rules
- UCITS KIID Training
- UCITS Training
Trevor Test
UCITS Eligible Assets – Decision Tree
UCITS Eligible Markets – Decision Tree
UK NURS Schemes
UK TCFD
Video
WP File download search

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