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Short Selling
Introduction

Many jurisdictions impose restrictions on short selling, which may include outright prohibitions, disclosure requirements, and reporting obligations. These rules vary significantly across regions and can be complex in their application.

Examples of Jurisdictions with Short Selling Regulations:

Each jurisdiction may differ in terms of:

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    Who the obligations apply to (e.g., institutional vs. retail investors)
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    Exemptions (e.g., market makers)
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    Aggregation rules (e.g., across funds or accounts)
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    Definition of net short positions
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    Treatment of uncovered short sales
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    Relevant asset classes (e.g., equities, sovereign debt)

For detailed jurisdiction-specific guidance, refer to the following resources:

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