United Kingdom
Bulgaria
Croatia
Notifications to the Croatian Financial Services Supervisory Agency in accordance with Articles 5, 7 and 8 of the Short Selling Regulations should be made using the appropriate forms:
- Notification – significant net short position in shares
- Notification – significant net short position in sovereign debt
- Notification – uncovered position in sovereign credit default swaps
Where a previously submitted notification form contains an error, a cancellation form should be submitted as soon as possible to the Croatian Financial Services Supervisory Agency to cancel the erroneous submission. Here you can find cancellation forms:
- Notification – cancelled significant net short position in shares
- Notification – cancelled significant net short position in sovereign debt
- Notification – cancelled uncovered position in sovereign credit default swaps
Notifications and cancellations of erroneous notifications are made by sending the notification forms to shortselling@hanfa.hr.
Czech Republic
Finland
France
- List of required information
- Reports to the AMF must be made in electronic format via the ONDE extranet
Germany
Hungary
Iceland
Ireland
- Registration Form
- Notification – Net Short Position in Shares
- Notification – Net Short Position in Sovereign Debt
- Notification – Uncovered Position in Sovereign CDS
- Cancellation – Net Short Position in Share
- Cancellation – Net Short Position in Sovereign Debt
- Cancellation – Uncovered Position in Sovereign CDS
Lithuania
Luxembourg
Malta
Netherlands
Net short sell notifications should be made electronically via Loket AFM. If you are unable to reach AFM’s Loket AFM due to technical difficulties, use the following forms:
- Notification form net short position in shares
- Notification form cancelled net short position in shares
- Notification form net short position in sovereign debt
- Notification form cancelled net short position in sovereign debt
- Notification form position in uncovered sovereign credit default swaps
- Notification form cancelled position in uncovered sovereign credit default swaps
Norway
- Notifications to Finanstilsynet of net short positions in debt, equity and credit default swaps, and publish disclosure of significant net short positions in shares are made through the short sale register.
Poland
- Notification Form for Net Short Positions
- Cancellation Form for Erroneous Notifications
- Notification of Intent to Make Use of Exemption
Notifications should be sent to short.notyfikacja@knf.gov.pl.
Slovakia
In accordance with Articles 5, 7 and/or 8 of the Regulation, a relevant natural or legal person shall notify the relevant competent authority, i. e. the National Bank of Slovakia, to the following e-mail address shortselling@nbs.sk using the below mentioned notification forms.
Slovenia
- LIST 1 (List of fields for the purposes of notification and List of fields for the purposes of public disclosure)
- FORM 1 (Form for notification of net short positions, Net short position in shares)
- FORM 2 (Public disclosure of significant net short positions)
- FORM 3 (Form of the form for notification of net short positions, Net short position in government securities)
- FORM 4 (Form of the form for notification of net short positions, Position in some transactions of credit swap of government securities)
- FORM 5 (Form of form for revocation of false notification, Revoked net short position in shares, Revoked net short position in government securities, Revoked position in some government credit swap transactions