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Highwire Extensions

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ABC.DOCs Wiki
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Investment Compliance – June 2023
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Liquidity v2
Major Shareholding Thresholds
Marlborough Group Holdings Limited
Maximise HighWire Experience
NAV Validation & Oversight Monitoring Software
Northern Trust
ONE group solutions
Phoenix Asset Management Partners Limited
Pieter Dual Disclosures
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Shareholder Disclosure Monitoring Software
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Video
Way Fund Managers Limited
WP File download search
Yealand Fund Services

011 322 44 56

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SHAREHOLDING NEWS

SWITZERLAND: AMAS Welcomes the Decision in the National Council to Introduce the Innovative Fund Category L-QIF

EUROPE: EBA Consults on Liquidity Requirements for Investment Firms

UNITED STATES: SEC Proposes Amendments to Money Market Fund Rules

UNITED KINGDOM: FCA’s New Rules on Climate-Related Disclosures to Help Investors, Clients and Consumers

LUXEMBOURG: CSSF FAQ Concerning the Luxembourg Law of 17 December 2010 Relating to Undertakings for Collective Investment – Version 14

LUXEMBOURG: CSSF MMF Reporting Dashboard

dual-disclosures

Shareholder Rules Briefing Papers

Decision Trees

Data

Notifications and Submissions

ATLAS Funds Training

Funds-Axis Blog

Irish Takeover Panel New Opening Disclosure Rules

New CSSF Online Portal for Luxembourg Major Shareholding Notifications

SEC Proposes New Short Sale Disclosure Rules

SEC Propose Amendments to Schedule 13D & G Reporting

EU Short Selling Reporting Threshold Lowered to 0.1%

EU Short Selling Reporting Threshold Lowered to 0.1%

Japan’s FEFTA Pre-Notification Requirements FAQs

Shorter Schedule 13D Reporting Deadlines may be on the horizon

Refresher Series: Hong Kong Short Selling Reporting

Money, Money, Money – Swedish Regulator Issues Fines for Major Shareholder Disclosure Failings

UK 0.1% Short Selling Notification Threshold Here to Stay

Are you ready for dual disclosures after the Brexit transition period?

Top 5 Foreign Investment Developments: November 2020

Overhaul Global Shareholder Disclosure Rules – Part 1

Ignorance is not bliss – a timely reminder that derivatives ARE included!

Full Implementation of the New Japan Foreign Investment Rules

Foreign Investment Restrictions on the Rise

Short Selling Bans – More Harm Than Good?

Is your active fund really a Closet Tracker?

7 Key Features of the new Singapore Short Selling Rule

Load more

ABC.DOCs Wiki
- Creating Documents
- Demo
- Product Brochures
- Tutorials
AI ChatBot Landing Page
AI-Extractor
AI-Extractor-FA
AIFMD Annex IV Reporting Software
- AIFMD Annex IV Reporting Product Brochure
Apex Fundrock Limited
ATLAS Fund Regulation
- Canada Investment Rules
- EU – AIFMD Annex IV Reporting
  - AIFMD Annex IV ESMA Opinion and Jurisdictional Differences
  - AIFMD Annex IV Reporting Secured Borrowing
  - AIFMD Data Taxonomies
  - AIFMD Reporting Codes – Decision Tree
  - AIFMD Small and Registered AIFM
  - Annex IV Reporting Private Equity and Real Estate AIF
  - ESMA Opinion – Master AIF Reporting
  - UK implementation of AIFMD
- EU – Long Term Investment Funds
- PRIIPs KID
  - Category II PRIIPs – What MRM calculations are required?
  - CRM Calculation Step 1
  - CRM Calculation Steps 2, 3 and 4
  - PRIIPs – The EPT
  - PRIIPs Costs and Charges
  - PRIIPs KID Template
  - PRIIPs KID Template Overview
  - PRIIPs KID vs UCITS KIIDs
  - PRIIPs MRM Market Calculation
  - PRIIPs Performance Scenarios
  - PRIIPs Risk Disclosures
  - PRIIPS Risk Overview (SRI, MRM and CRM)
  - The 4 PRIIPs Categories
  - The VEV Calculation – More Detail
- EU – SFTR
- EU – Solvency II
- EU – UCITS and AIFMD Exposure Concepts
  - Commitment Exposure – The Difference between UCITS and AIFMD
  - Example 1: Derivative Supported by Cash and Risk-Free Assets
  - Example 2: The Relevance of Derivatives’ Unrealised Gain
  - Example 3: The Relevance of Derivatives Unrealised Loss
  - Example 4: Fund has borrowed cash to buy more equities
  - Example 5: Total Return Swap example
  - Example 6: Deleverage Example 1
  - Example 7: Deleverage Example 2
  - Example 8: Convertible Bonds
  - Example 9: Future combined with Forward FX
  - Recommendations For Change
- UCITS / NURS KIIDs
  - KIID – Further Detail
  - KIID Template
  - KIIDs – Structured Funds
  - Ongoing Charges
  - SRRI Number
- Hong Kong Rules
- Ireland – Non-UCITS Rules
- Islamic Funds
- Liquidity (Global)
  - International Rules & Guidelines
- Luxembourg Non-UCITS Rules
- Malta Rules
  - MALTA – Implementation of the UCITS Directive
  - Malta AIFMD vs PIFs
  - Malta Fund Structures
  - Malta PIFs
  - Malta Retail Funds
  - Malta Tax Prescribed Funds
  - Malta: Collective Investment Schemes Law and Regulation
- Nigeria Pension Funds
- Open Protocol (OPERA) Reporting
- Position Limits (including MIFID II)
- Singapore Funds
- Switzerland Investment Rules
  - BVV Funds
  - Switzerland CISA Overview
- UK – FCA Derivative Use Reporting
- UK – Non-UCITS Funds
- UK – NURS Rules
- US – 13F Reporting
  - 13F Data Lists
- US – 13H Reporting
- US – 1940 Act Investment Rules
- US – Form CPO-PQR
- US – Form N-PORT
- US – Form PF Reporting
  - FORM PF Questions Summary
  - The Form PF Filing Process
  - US Form PF Exposure Concepts
- US – Money Market Funds
- US – SEC Liquidity Reporting
ATLAS view
Aviva
Baillie Gifford & Co
Business User Guides
Canaccord Genuity Group Inc.
Carne Group
Channels
ChatBots
- Frequently Asked Questions
- Meet Our Digital Assistants
Client Specific Landing
Comprehensive Solutions for Investor Fund Documentation
- Automated Costs & Charges Calculations
  - Costs and Charges Product Brochures
- Automated SRRI, SRI & Performance Calculations
- Interactive Widgets & Digital Delivery Service
- Investor Document Production
  - PRIIPs KIID Product Brochure
  - UCITS KIID Product Brochure
- Investor Fund Documentation Product Brochure
- Regulatory Templates (EMT, EPT, and more )
  - Template Production Product Brochure
Crytpo Wiki
- Introduction to Crypto Assets
- Digital Asset Investing
- Cryptocurrency Funds
- Crypto Investing
- Crypto Exposure Monitoring
- Regulations, Insights & News
- Risk Analytics
CSC Global (Intertrust)
Demo News
Disclosures FAQs
Environmental, social, and corporate governance (ESG)
ESG Related Fund Names
Evelyn Partners
Events
Fund Regulation
Fund Regulation News
Funds-Axis Depositary Operating Framework
- Introduction to Funds-Axis Video
Funds-Axis Technology
- Data Requirements
- HighWire Test Portfolios
- Modules and Functionality
  - Depositary Solutions
  - Risk Monitoring
- On-boarding
- Technology Architecture Overview
  - System Diagrams
FundWare – Basic Training
Gateway Fund Services Limited
HAL Investments NL
Highwire Atlas Version 3
HighWire Data Uploads
HighWire Help & Resources
HighWire Landing v2
HighWire Module Hub
- AIFMD Annex IV File Formats and Requirements
- AIFMD Annex IV Reporting Module
- Alternative Assets Wiki
  - Alternative Assets Sandbox Portfolios
  - Asset Types
  - Illiquid Alternatives
  - Liquid Alternatives
- Assessment of Value
  - Assessment of Value Brochure
  - Assessment of Value Video
- Assessment of Value Module
- ATLAS Funds Training
  - ATLAS Funds Training Video
  - Brochure
- ATLAS Funds Training Information Portal
- ATLAS Funds Training Information Portal Video
- Atlas Video
- Cashflow Monitoring
  - Brochure
  - Cashflow Monitoring Product Overview
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  - Common Error Messages
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- Cashflow Monitoring Data Files
  - Cashflows file
- Client Data
  - Administrators – File Requirements & Mappings
  - Costs and Charges
  - Data – Client Data Flows
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  - Data Connections
  - File Requirements and Formats
  - FundWare – Client – NAV – File – Specifications
  - Group, Manager, Entity, Portfolio and Shareclass Static Data Templates
  - Portfolio Holdings
  - Portfolio Summaries and Returns
  - Prices, Values and Dividends
  - Reuters File Specification
  - Security Data File Specification
  - Transaction Costs
- Comparing Investment Limits: NURS vs. UCITS
- Counterparty Risk
- Counterparty Risk Monitoring Module
- CPO-PQR
- Custody Market Oversight
  - Brochure
  - Video
- Custody Market Oversight Module
- Daily Client Governance
- Data Quality Management
- Decision Trees
  - IBP – 2.3 Is it equivalent to a UCITS / 393541808
  - IBP – 3. Eligible Deposit / 823095231
  - IBP – Additional criteria for closed end-funds / 968329355
  - IBP – Approved Deposit Takers / 916506419
  - IBP – Approved Money Market Instruments / 558037057
  - IBP – Approved Transferable securities – practical / 176732280
  - IBP – Closed end funds – subject to corporate governance mechanism / 323183939
  - IBP – Derivatives on Financial Indices / 685437239
  - IBP – Eligible Markets Assessment – PL / 522866454
  - IBP – HighWire HelpDesk: Resolving breaches and understanding rules / 563395676
  - IBP – Indices – Adequate diversification / 133638671
  - IBP – Is it an eligible Derivative / 238854105
  - IBP – OTC Derivative Counterparties / 939123244
  - IBP – SFI / 510610755
  - IBP – UCITS Asset Eligibility / 329477059
  - IBP – UCITS Equivalent Assessment – PL / 681715816
  - iBP 2.1 Eligible Collective Investment Schemes / 762159968
  - IBP1 – Investment Compliance Q&A / 660796844
  - Open Ended Funds / 650630217
  - UCITS Eligible Assets – Transferable Securities / 640944159
- Depositary Cashflow Monitoring Module
- Derivatives Exposure
  - Derivative Concepts Summary
  - Security Identifiers
  - Standard Set-up ETD
- Dual Disclosures
  - Canada – Major Shareholdings
  - Dual Disclosures Overview
  - EU Short Selling
  - EU Transparency Directive
  - Identifying Canadian Issuer in scope for AMR / EWR Disclosures
  - Identifying EU Transparency Directive Disclosure in Scope
  - Identifying Schedule 13D / G Securities in Scope
  - Identifying UK Major Shareholding Disclosure in Scope
  - UK Short Selling
  - United States – 13D & G
- EMT/EPT Framework
- ESG and Sanctions Monitoring
  - Cannabis Stocks
  - Cluster Munitions
  - Country of Risk
  - Cryptocurrency Stocks
  - International Sanctions Lists
  - Russia
  - Sanctions Monitoring
  - Sin Stocks
    - Pornography and adult Entertainment
- EU MMF
- Factsheets
  - Data Requirements
- Factsheets and KIIDs
  - Brochure
  - Factsheets Video
- FCA Derivative Use
  - FCA Derivative Use – Data Taxonomy
  - FCA Derivative Use – FCA Queries
  - FCA Derivative Use – How to File on Gabriel
  - FCA Derivative Use Brochure
  - FCA Derivative Use Error Messages
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- FCA Derivative Use Reporting Module
- File Requirements and Formats COPY
- Foreign Investment Rules Module
- Form PF
  - Data Requirements Docs
  - US Form PF Reporting Brochure
  - US Form PF Reporting Video
- FundWare – Client – General – File – Specifications
- FundWare – Client – Shareholder Disclosures simplified – File – Specifications
- Global Disclosures
  - Brochure
- Global Disclosures Information Portal Video
- Global Exchanges
  - Brochure
  - Video
- Global Exchanges Information Portal
- Global Exchanges Video
- Highwire Counterparty Risk Module
- HighWire Data Dictionary
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- HighWire e-Learning Hub
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- Industry Sectors Monitoring
- Investment Compliance
  - Brochure
  - Brochures
  - Investigating Breaches
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  - Rules Libraries
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  - Sandbox Test Documentation
  - UCITS
- Investment Compliance Wiki
- Investment Compliance, Risk, Shareholder Disclosures
- Investor Communications Regulation
  - Branding Templates
  - DCPT (Defined Contribution Pension Template)
  - EMT (European MiFID Template)
  - FVPT (Fair Value Pricing Template)
  - INVESTOR COMMS – Data Mappings
    - Dissemination Template
    - Registration & Distribution Template
  - The European ESG Template (EET)
  - VaR Templates
- Leverage Requirements Monitoring Module
- Liquidity Risk
  - Atlas e-Learning
  - Calculations
  - Inputs
  - Liquidity Contractual Basis Methodology
  - Liquidity Fixed Income Methodology
  - Liquidity Fund of Funds Methodology
  - Liquidity Market Data Requirements
    - Liquidity Onboarding Checklist
  - Liquidity Risk Brochure
  - Liquidity Risk Video
  - Liquidity RMP Consultancy Support
  - Liquidity Troubleshooting
  - LST – Stress Tests Overview
  - Module Specifications
    - Liquidity Defaults – Contractual Basis Assets
  - Quick Q&A
  - Regulatory News & Blogs
- Liquidity Risk Management & Monitoring Module
- Major Shareholdings Module
- Market Risk Monitoring Module
- NAV Oversight
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- NAV Oversight and Validation Module
  - NAV Validation & Oversight Monitoring Software Product Brochure
- Non-UCITS Investment Compliance Module
- Portfolio and Shareclass Statistics
  - Active Premium
  - Alpha
  - Beta
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  - Capture & Market Percentage Ratio
  - Cost Calculations
  - Excess Returns
  - Jensen’s Alpha
  - Kurtosis
  - Market Correlation
  - Market Risk Measure (MRM)
  - Maximum Drawdown
  - Sharpe Ratio
  - Skewness
  - Sortino Ratio
  - Standard Deviation
  - Treynor Ratio
  - Value at Risk (VaR)
  - VaR Equivalent Volatility (VEV)
  - Video
- Portfolio Statistics Module
- Prospectus & Mandate Limits Compliance Module
- Risk Monitoring
  - Brochure
  - Risk Module Video
- Rules Summaries and Troubleshooting
  - UCITS Legislation
    - UCITS Rules References
    - UCITS Rules Summary
  - UK NURS Legislation
    - UK NURS Rules References
    - UK NURS Rules Summary
- Rules Writing
  - Complex Rules
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  - Investment Rules – Other Common Restrictions
  - Pre-coded Regulatory Rules and Prospectus Rules
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  - Rules writing – prospectus review
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- Sector Rules Compliance Module
- Sensitive Sector Rules Module
- Shareholder Disclosures
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  - Client Daily Processes
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  - Large Shareholdings
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  - Takeover Disclosures
- Standard Identifiers
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- UCITS Decision Trees
- UCITS Investment Compliance
  - Latest News
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  - UCITS Derivatives Rules
  - UCITS Eligible Assets
    - UCITS Eligible Assets Decision Trees
    - UCITS Eligible Assets Guide
  - UCITS Eligible Markets
    - UCITS Eligible Markets Decision Tree
  - UCITS EPM Rules
  - UCITS Guidance and Legislation
  - UCITS Investment Rules
  - UCITS Legislation & Overview
- UCITS Investment Compliance Module
- UCITS KIID
  - UCITS KIID – User Guides and Data Requirements
- UCITS Rules Not Applicable to NURS: A Comparative Overview
- UCITS Value at Risk Module
- Underlying Funds Holdings Files
- US 13F Reporting
  - Brochure
  - Video
- US 1940 Act
  - US 1940 Act Investment Compliance Module Video
- US 1940 Act Investment Compliance Module
- US Form 13F Reporting Module
  - US Form 13F Reporting Module Video
- US Form PF Reporting Module
- Value at Risk (VaR)
  - Brochure
  - Value at Risk (VaR) Video
  - VaR Backtesting
  - VaR Regulatory Provisions
  - VaR Time Conversions
- AIFMD Annex IV
  - AIFMD Annex IV Data Requirements
  - AIFMD Annex IV Reporting Module Video
  - AIFMD System Troubshooting
  - Annex IV Operations
  - Brochure
HighWire Release Notes
HighWire Upcoming Events
HighWire XML Utils
HSBC
Investment Compliance – June 2023
Investment Compliance Monitoring Product Brochure
Investment Compliance Monitoring Software
Latest News (Global Disclosures News Articles)
Leverage
- AIFMD AUM Calculations
- Calculations Examples
- Commitment Method Exposure – Funds-Axis Recommendations for Change
- Regulations
- UCITS Commitment vs. AIFMD Commitment – The key differences
Liquidity Calculations Traded Volume Basis Methodology
Liquidity v2
Major Shareholding Thresholds
Marlborough Group Holdings Limited
Maximise HighWire Experience
NAV Validation & Oversight Monitoring Software
Northern Trust
ONE group solutions
Phoenix Asset Management Partners Limited
Pieter Dual Disclosures
Pulse Dashboard
PwC
Regulatory Tracker – Monthly Updates
- AIFMD Annex IV – Tracked Regulatory Changes
- ESG – Tracked Regulatory Changes
- Global Shareholding Disclosures – Tracked Regulatory Changes
- Investment Compliance – Tracked Regulatory Changes
- Investor Communications – Tracked Regulatory Changes
- Liquidity – Tracked Regulatory Changes
- NAV – Tracked Regulatory Changes
- North America Regulatory Reporting – Tracked Regulatory Changes
- Operational Resilience / DORA – Tracked Regulatory Changes
- UCITS and AIFMD – Tracked Regulatory Changes
reports
Restricted Access
Risk Monitoring Solutions
- Risk Monitoring Solutions Product Brochure
Sanctions & ESG Monitoring
- Sanctions & ESG Monitoring Product Brochure
Sandbox & Test Portfolios
SFDR
Shareholder Disclosure Monitoring Software
- Shareholder Disclosure Monitoring Product Brochure
Shareholder Disclosures Integration
- Briefing Papers
- Data
- Decision Trees
- Disclosures Module
- Global Takeovers Module
- Issuer Reporting Module
- Knowledge Centre
- Notification Portals – Quick Links
- Rule Pop ups
- Sensitive Sectors Module
- Thresholds Overview Module
Shareholder Disclosures Integration v2
Svenska Handelsbanken AB
System Administration Guides
- User Set-up
  - Brochure
  - Video
- User Administration
  - Brochure
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- Overview of Roles
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- Editing a Role
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- Data Batches and Rule Batches
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- Data Mapping Configuration
  - Brochure
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- Data Operations – Uploading Data Files
  - Brochure
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- Manual Data Management
  - Brochure
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- Rules Configuration
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- User Defined Selections
  - Brochure
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- Domain Management, User Enrollment
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- Locked Data Mappings
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  - Brochure
  - Video
T Bailey
Test
The European ESG Template (EET)
Thesis Asset Management Limited
Training Academy
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- Counterparty Exposure
- Derivatives e-Learning Hub
- Introduction to AIFMD Annex IV Reporting
- Introduction to Derivatives
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- Leverage (Commitment / Gross)
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- Shareholder Disclosures
- UCITS – Value-at-Risk
- UCITS & AIFMD Risk Management
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- UCITS Derivatives Rules
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- UCITS Investment Rules
- UCITS KIID Training
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Trevor Test
True Potential Investments
UCITS Eligible Assets – Decision Tree
UCITS Eligible Markets – Decision Tree
UK NURS Schemes
UK TCFD
Video
Way Fund Managers Limited
WP File download search
Yealand Fund Services

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