Under the EU and UK Short Selling Regulations, certain shares are exempt from the notification and disclosure requirements if their principal venue for trading is located outside the UK or EU.
Click on the following links for a list of these exempted shares:
To determine whether a position in shares should be notified to a the UK or an EU National Competent Authority, position holder should consult the FCA FIRDS or ESMA FIRDS to determine whether a particular share is admitted to trading in the UK or EU. Subsequently, position holders will have to consult the UK and EU list of exempted shares to see if that share is exempt.
