Of all the new regulations we have seen over the last few years, few have been as controversial or as polarising as the KID requirements under the regulation for Packaged Retail and Insurance-based Investment Products (PRIIPs). Below we have detailed some of the developments we have seen throughout 2020. 2020 Developments January Proposed Amendments In…
The U.S. Securities and Exchange Commission (SEC) recently proposed significant modifications to the mutual fund and exchange-traded fund disclosure framework. The proposed disclosure framework would feature concise and visually engaging shareholder reports that would highlight information that is particularly important for retail investors to assess and monitor their fund investments. The proposal would: Require streamlined…
Last Friday (14th August) was the Q2 filing deadline for 13F reporting. But how many more filings will you have to make? Last month, the SEC announced proposed amendments to 13F Reporting, to update the reporting threshold for institutional investment managers, as well as a number of other ancillary changes. Below we detail some of…