| Process | Procedure | Checklist |
|---|---|---|
| Rules Processing | ||
| Running Rules | ||
| Running Calculations | ||
| Investigating Breaches |  | |
| Daily Investment Compliance Procedures | ||
| Minimum recommended Governance Oversight | |  |
| Data Upload Review Procedure | | |
| NAV Tolerance Check | | |
| Derivatives Exposures check | ||
| Data Quality Procedures | ||
| Galaxy Data Quality- Investment Compliance | | |
| Galaxy Data Quality - CIS | | |
| Galaxy Data Quality - Derivatives | ||
| Asset Eligibility Procedures | ||
| CIS research | | |
| GOPS classification | | |
| Transferable securities | ||
| Periodic Governance Procedures | ||
| Recommended System Governance | ||
